Career Biography

I,Li Jiehua, graduated with a master’s degree in Economic Law from Peking University in 2006 and passed the National Judicial Examination in 2004. With nearly two decades of professional experience in legal affairs and compliance risk management, I currently serve as Vice President & Partner at Beijing Shine Asset Management Co., Ltd. Throughout my career, I have held management positions such as Board Secretary of a subsidiary, Risk Control Partner, and Vice President at listed companies like Financial Street Holdings Co., Ltd., SITTE Liquor Group Co., Ltd., and Beijing Shine Asset Management Co., Ltd. I have been responsible for leading the establishment of enterprise risk prevention and control systems and compliance governance.

My core competencies primarily lie in ‌corporate compliance system development, end-to-end risk management, and cross-industry legal risk solutions‌. Over the past decade, I have specialised in the private equity (PE) fund sector, overseeing the filing and compliance review of hundreds of private fund products to ensure adherence to regulatory requirements. I have spearheaded the resolution of multiple post-investment risk events, combining legal strategies with commercial considerations to mitigate potential crises and ensure the compliant and stable operation of fund managers and their portfolios. Additionally, I have been deeply involved in the due diligence and investment decision-making of dozens of projects, establishing robust compliance standards to avoid major investment risks. I have also led compliance inspections by the China Securities Regulatory Commission (CSRC) and local bureaus, accurately interpreting regulatory policies and optimising internal control processes to help companies pass rigorous audits, earning recognition and approval from regulatory authorities. Furthermore, I have innovatively developed post-investment risk management mechanisms, addressing complex issues such as operational irregularities and debt disputes in portfolio companies, achieving closed-loop risk management.

Leveraging my legal expertise and financial experience, I integrate compliance and risk control deeply into the entire investment lifecycle, safeguarding investor rights while enhancing fund operational efficiency. This has laid a solid foundation for the standardised and compliant operation of funds.