What are the most significant cases, projects or transactions that you and your legal team have recently been involved in?

Over the past year, we have focused on implementing regulatory changes and enhancing internal policies, governance frameworks and business processes to ensure compliance with evolving requirements issued by regulatory authorities.

Additionally, we have supported strategic initiatives related to compliance, risk management, investor protection, fiduciary services and securities market activities, working closely with governance bodies and multidisciplinary teams to strengthen our compliance culture and support the long-term sustainability of the business.

How do you approach managing legal aspects during periods of instability or crisis to ensure the organisation’s resilience?

During times of crisis, my approach is to maintain regulatory management grounded in technical rigour, discipline, proactive risk identification and a strong ethical commitment. Throughout my professional career, I have sought to develop these qualities through continuous learning, ongoing professional development and a high level of personal accountability, which has enabled me to navigate complex situations with objectivity and adherence to best practice.

I believe that organisational resilience depends largely on the ability to identify regulatory risks in a timely manner, establish appropriate response mechanisms and provide strategic guidance to senior management and various business areas. For this reason, I promote transparent communication, informed decision-making and a strong culture of compliance that enables the organisation to adapt effectively to changing environments without compromising its principles or regulatory obligations.

What do you think are the most important attributes for a modern in-house counsel to possess?

I believe that modern in-house counsel must combine deep technical expertise with a strategic understanding of the business. It is no longer sufficient simply to interpret regulations or provide legal opinions; it is essential to understand the environment in which the organisation operates, anticipate risks and actively contribute to decision-making.

Some of the most important attributes are integrity, professional judgement, adaptability to regulatory change, critical thinking and the ability to communicate complex matters clearly and practically. In highly regulated industries, such as the capital markets sector, it is crucial to remain continuously up to date and to develop the ability to translate regulatory requirements into practical and viable business solutions, while consistently upholding the highest standards of ethics and compliance.

Based on your experiences in the past year, are there any trends in the legal or business world that you are keeping an eye on that you think other in-house lawyers should be mindful of?

One of the most significant trends is the increasing use of artificial intelligence to support legal, regulatory and compliance functions. AI should not replace professional judgement, but rather enhance efficiency in areas such as regulatory monitoring, risk identification, reporting, document review and knowledge management.

As adoption grows, I believe the Dominican Republic will need to develop a regulatory framework addressing transparency, data protection, accountability and technology-related risks. In-house counsel should remain attentive, as AI will significantly influence how organisations manage their legal and regulatory obligations.

What is a cause, business or otherwise, that you are passionate about? Why is this?

One of my greatest passions is the regulation of financial markets, particularly in the securities and banking sectors. From the beginning of my legal education, I developed a strong interest in understanding how financial markets operate, the regulatory frameworks that govern them and the risks inherent in financial and capital markets activities. This interest led me to focus a significant part of my professional career on securities regulation, regulatory compliance, corporate governance and ethics.

What motivates me most about this field is the opportunity to contribute to the transparency, integrity and sound functioning of financial systems. I believe that effective regulation not only protects investors and market participants but also promotes financial stability, economic development and institutional sustainability. For this reason, I have continually sought to expand my expertise and actively participate in initiatives related to the implementation of new regulatory requirements and the strengthening of compliance cultures within organisations.