Rising Stars

ERISA litigation in United States

Morgan, Lewis & Bockius LLP

Morgan, Lewis & Bockius LLP is well-versed in handling high-stakes and complex ERISA and benefits litigation before the Supreme Court and other appellate courts. With an impressive track-record of successful court trials, the group has enjoyed significant victories for clients such as Oshkosh Corp andBoeing in precedent-setting cases. Practice head Jeremy Blumenfeld co-leads from Philadelphia and New York with a practice encompassing the full gamut of ERISA activities from class action claims to severance-pay plans. Based in Chicago, practice head Deborah Davidson is sought after by clients for her experience in employee benefit plans and litigation whilst co-head Christopher Boran is known for his work defending employers and fiduciaries in ERISA class actions. Brian Ortelere specializes in defined contribution savings plan litigation.


Practice head(s):

Grace Speights; Jeremy Blumenfeld; Deborah Davidson; Christopher Boran


Other key lawyers:

Brian Ortelere


Key clients

Oshkosh Corporation


Boeing Company


Northwell Health, Inc.


Partners Healthcare, Inc.


adidas America


Baptist Health South Florida


American Electric Power Service Corp. (AEP)


Westinghouse Electric Company


Silver Point Capital


Plexus Corporation


Work highlights


  • Represented Oshkosh Corporation in the Seventh Circuit Court of Appeals, convincing the court to affirm the dismissal of Albert v. Oshkosh Corp.
  • Represented Partners Healthcare System in a first-of-its-kind decision rejecting the fundamental theories articulated in actuarial equivalence ERISA class actions.
  • Represented Boeing in the Seventh Circuit in Burke v. Boeing affirming the dismissal of employer “stock-drop” claims.

O'Melveny & Myers LLP

Regularly representing corporations, financial institutions and sponsors, O'Melveny & Myers LLP has a particular focus on high-value ERISA claims aimed at financial services companies, with major clients including Morgan Stanley, MIT and The Walt Disney Company. Co-leading the team, Brian Boyle, has great experience acting for major companies such as Fidelity and BlackRock, and in-depth knowledge of financial services providers, finance and economics. Meaghan VerGow is also a member of the leadership team and plays a central role in the group’s most complex litigation, appearing before the highest courts. Shannon Barrett is distinguished for his joint advisory and litigation practice, providing expertise on issues of fiduciary structures and compliancy with prohibited-transaction provisions, whilst Gregory Jacob returned to the firm after serving in several notable posts within the federal government. Operating from Los Angeles, Catalina Vergara is another key figure in the team. Lawyers are in New York unless otherwise stated.

Practice head(s):

Brian Boyle; Meaghan VerGow


Other key lawyers:

Shannon Barrett; Greg Jacob; Catalina Vergara


Testimonials

‘O’Melveny & Myers are the best.’

‘Greg Jacob is the best ERISA litigator in the country.’

 

Key clients

American Airlines


Aon Investment Consulting


BlackRock


Citigroup Global Markets


CVS Healthcare Corporation


Fidelity Management Trust Company


Morgan Stanley


Transamerica


Franklin Resources


T. Rowe Price


UnitedHealth Group


Work highlights


  • Represented Lowe’s against claims by a class of 250,000 current and former Lowe’s employees that AON Hewitt breached its fiduciary duty to participants in Lowe’s 401(k) plans.
  • Successfully represented UnitedHealth in defeating a proposed class action claiming that its practice of offsetting overpayments of certain health plans violates ERISA.
  • Achieved a significant bench trial victory representing UnitedHealth in class action litigation brought by the Medical Society of the State of New York.

Goodwin

Boasting a successful track record in trials, Goodwin defends financial services companies against a broad spectrum of alleged ERISA violations. With a well-balanced litigation and advisory offering, the firm brings deep sector expertise and bench experience, attracting new clients in industries such as steel and manufacturing, technology, media and publishing, with significant mandates in 2023 including representing financial services companies, Natixis and Mercer Investments, and advising the US Chamber of Commerce and leading trade associations. The practice is co-led by Boston-stationed James Fleckner, who represents a number of major companies in ERISA litigation, and seasoned litigator Alison Douglass, who also practices from the Boston office. In the Washington office, Jamie Santos focuses on complex civil litigation before federal appellate and trial courts, whilst Michael Isenman’s in-depth knowledge of securities, ERISA, class action makes him the go-to for mutual funds, other registered investment companies, and financial institutions. Dave Rosenberg operates from the Boston office, defending many of the largest financial institutions in ‘excessive fee’ ERISA litigation, whilst Washington DC-based Matthew Riffee advises financial institutions and service providers in DOL investigations and enforcements.

Practice head(s):

James Fleckner; Alison Douglass


Other key lawyers:

Jaime Santos; Michael Isenman; Dave Rosenberg; Matthew Riffee


Key clients

Boston College


FirstGroup America, Inc.


GWA, LLC


IQVIA


Mercer Investments


MetLife Group, Inc.


Mutual of America Life Insurance Company


Natixis Investment Managers, LLC


New York Life Insurance Company


State Street Bank and Trust Company


Steel Dynamics, Inc.


U.S. Chamber of Commerce


Work highlights


  • Representing Mercer Investments in a class action ERISA litigation filed in the Northern District of Texas.
  • Representing MetLife Group, Inc., in a class action litigation in the District of New Jersey.
  • Representing Natixis, a leading financial service holding company with over 1tn under management, in a matter in the U.S. District Court for the District of Massachusetts.

Groom Law Group, Chartered

Groom Law Group, Chartered maintains its market-leading position, bolstered by a large team of specialists and offering particular expertise in ERISA class actions. The Washington DC-based group is notable for defending a number of major companies and has successfully diversified its client portfolio beyond the financial services sector to represent some of the country’s main health insurances. They also continue to advise on ESOP-related lawsuits, class action litigation relating to COBRA notices, and investigations involving the Affordable Care Act and Mental Health Parity Act. With a balanced litigation and advisory practice, Lars Golumbic co-chairs the litigation practice group alongside experienced litigator William Delany. Michael Prame combines his actuarial expertise and trial experience to advise clients on defined benefit plans and financial issues brought by the PBGC. Sean Abouchedid is notable for advising major retailers, television providers and healthcare systems, whereas Sarah Adams focuses on class actions, ESOP litigation and DOL investigations. Edward Meehan is an expert in complex commercial litigation, government investigations, and class actions. Mark Nielsen serves on the firm’s executive committee and works on the full gamut of litigation before state and federal courts. Samuel Levin and Andrew Salek-Raham are other key names in the firm.

Practice head(s):

Lars Golumbic; William Delany


Other key lawyers:

Michael Prame; Sean Abouchedid; Sarah Adams; Edward Meehan; Mark Nielsen; Samuel Levin; Andrew Salek-Raham


Key clients

Astara Capital Partners


Carpenters of Western Washington Board of Trustees


FM Global


Howard University


Intuit, Inc.


Nebraska Methodist Health System


New York City Employees’ Retirement System


Sheet Metal Workers of Northern California Pension Plan


Zander Insurance


Aetna Life Insurance Company


Alerus Financial


Amazon


American Airlines (PSA Airlines)


American National Red Cross


Argent Trust Company


Ascensus, LLC


B. Braun Medical Inc.


Bert Bell / Pete Rozell NFL Players Retirement Plan


CMFG Life Insurance Company (CUNA Mutual)


CommonSpirit Health


DISH Network Corporation


Edelman Financial Engines


FCA US, LLC


ForUsAll, Inc.


General Mills, Inc.


Horizon Actuarial Services


Horizon Trust & Investment Management


Kinder Morgan, Inc.


Konica Minolta Business Solutions U.S.A., Inc.


Labcorp of Americas Holdings


Milliman, Inc.


Northeastern University


Pentegra Retirement Services


Principal Financial Group


Jackson Lewis P.C.

With an impressive national footprint, Jackson Lewis P.C.has a successful record defending high-value ERISA class action lawsuits in multiple jurisdictions. Aside from defending substantive class action litigation, the team are well-placed to advise on retiree rights, severance plans, benefit plans, and ESOPs. The firm’s extensive client portfolio of employers, plan sponsors, plan administrators, fiduciaries has recently expanded their client base to include food services and energy-related companies. Standout work includes a claims dismissal for MGM which amounted to over 1.6bn assets under management, high exposure ESOP cases, and a precedent-setting case for Nova Southeastern University. The ERISA Litigation Group is co-led by industry veteran Howard Shapiro and René Thorne, who is highly active in the healthcare space. Stacey C.S. Cerrone is a core member of the team focusing on the defense of complex ERISA class actions along with seasoned litigator, Lindsey H. Chopin. New Jersey-based Michael E. Holzapfel has considerable expertise in benefits administration, single-plaintiff lawsuits, federal and state insurance, whereas Robert W. Rachal focuses on ERISA fiduciary, benefits, and executive compensation litigation. Managing principal Charles F. Seemann boasts longstanding experience defending ERISA plans and plan fiduciaries, while Phillip C. Thompson in Kansas specializes on defending employers from ERISA class actions. All members of the team are based in the New Orleans office unless otherwise stated.

 

 

Practice head(s):

Howard Shapiro; René E. Thorne


Other key lawyers:

Stacey C.S. Cerrone; Lindsey H. Chopin; Michael E. Holzapfel; Robert W. Rachal; Charles F. Seemann III; Phillip C. Thompson


Testimonials

‘The Jackson Lewis team is unique in that it has a national practice and therefore sees the same national plaintiff firms over and over again, thereby understanding those firms’ tactics and how other judges ruled. This allows them to anticipate, preempt, or respond accordingly.’

‘Rene Thorne wants to win and does the work.’

 

Key clients

Northwood Hospitality


GreatBanc Trust Co. and Segerdahl Corporation


Grifols Shared Services North America


Henry Ford Health System


Advance Auto Parts, Inc.


The Suter Company


TECO Energy


Sodexo


Amy’s Kitchen


Ameritas


Southeastern Freight


McClane Company


Old Dominion Freight Line


Sutter Health System


Centerra Group


Biogen


Macy’s


Dentsu-Aegis


University of Maryland Medical System Corporation


Henry Ford Health System


Allegiant


Mayer Brown

Mayer Brown LLP  offers expertise and experience in high-stakes litigation. Bolstered by a specialized team, the group routinely works with plan sponsors administrators, fiduciaries and financial institutions, with recent highlights for the team include successfully defending Yale University in an ERISA class action suit at the US District Court for Connecticut, with zero damages awarded to the plaintiff. They have also acted on behalf of Cornell University, Cook Group Incorporated and Georgetown University. Industry veteran Nancy Ross leads the team from Chicago and is sought after by clients for her expertise in ERISA litigation and employee benefits class action litigation. In the Washington DC office, Reginald Goeke handles ERISA class actions, internal corporate investigations, and complex regulatory issues, whilst Brantley Webb represents leading technology companies, financial institutions and multinational corporations across the full spectrum of civil litigation. Alex Lakatos, also in the Washington DC office, is a specialist in class and derivative ERISA actions. Meanwhile, in Salt Lake City, Matthew Moscon focuses on retirement and welfare benefit matters.

Practice head(s):

Nancy Ross


Other key lawyers:

Brantley Webb; Reginald Goeke; Matt Moscon; Alex Lakato


Testimonials

‘The firm has extremely knowledgeable ERISA litigators.’

‘Nancy Ross is one of the most knowledgeable ERISA practitioners. The firm also has savvy commercial litigators who are responsive, strategic, and quick to learn the ins and outs of ERISA.’

‘It would be difficult for most firms to have a “team” with significant ERISA litigation experience. Mayer Brown does. We had a solid team that included individuals from various experience levels, and MB staffed the matter well.’

‘Nancy Ross and Alex Lakatos were our team for most of this litigation so far and all served their roles well. Alex and Nancy have provided very balanced advice based on real experience in other cases.’

Key clients

Yale University


Cornell University


Mitsubishi Chemical America, Inc.


Cook Group Incorporated


Marmon Holdings Inc.


Centene Corporation


Georgetown University


Northrop Grumman Corporation


Board of Directors of the Motion Picture Industry Pension Plans


Packaging Corporation of America (PCA)


Wood Group U.S. Holdings, Inc., Wood Group USA, Inc.


Tenneco, Inc., Tenneco Automotive Operating Company, Inc.


Shell Oil


Nestlé U.S.A., Inc. and its Board of Directors


Froedtert Health, Inc. and its Board of Directors


Prevea Clinic, Inc.


Caesar Holdings Inc.


WEC Energy Group, Inc.


The Bank of New York Mellon


HMSHost International, Inc.


Work highlights


  • Achieved a jury trial victory on behalf of Yale University at the US District Court for the District of Connecticut in an ERISA class action suit.
  • Successfully defeated an appeal challenging Cornell University’s retirement plan investments and recordkeeping fees when the Second Circuit affirmed a decision granting summary judgment.
  • Obtained a complete dismissal with prejudice for Cook Group Incorporated in a putative class action ERISA lawsuit brought in the US District Court for the Southern District of Indiana.

Proskauer Rose LLP

Primarily New York-headquartered with a broad national scope, Proskauer Rose LLP boasts a full-service ERISA offering, spanning ERISA class and individual lawsuits, employee benefit claims, amicus briefs and DOL investigations. The team is led by the considerable expertise of Myron Rumeld, regarded by many as a leading figure in ERISA civil litigation, along with Russell Hirschhorn, who has represented several high value plan fiduciaries, trustees, sponsors and service providers from a wide range of sectors including technology, entertainment, and financial services. They are joined by Joseph Clark, also operating from New York, and specializing in claims relating to fiduciary responsibilities and withdrawal liabilities, and Tulio Chirinos, who offers a broad ERISA practice, including claims alleging underperformance and excessive fees, from her office in Boca Raton. New York-based, Neil Shah serves as the lead for Taft-Hartley plan clients in withdrawal liability and delinquent contributions matters.

Practice head(s):

Myron Rumeld; Russell Hirschhorn


Other key lawyers:

Joseph Clark; Tulio Chirinos; Neil Shah


Testimonials

‘Russell Hirschhorn consistently places an emphasis on keeping us informed of every aspect of the present litigation.’

 

Key clients

Wells Fargo & Company


Xerox Corporation


National Basketball Association


MetLife


Intel Corporation


Bessemer Trust Co.


Baystate Health Inc.


Otis Worldwide Corp.


Robert Goldfarb


The Board of Trustees of the Employee Benefit Funds of Heat & Frost Insulators Local 12


Screen Actors Guild-American Federation of Television and Radio Artists (SAG-AFTRA) Health Plan


Trustees of the IAM National Pension Fund (M&K Employee Solutions, LLC; Ohio Magnetics, Inc.; Toyota Logistics Services, Inc.; Phillips Liquidating Trust)


Trustees of the IAM National Pension Fund (American Brass & Iron;BAE Systems, Inc.; Co-Operative Plating Co.; Electrolux Home Products, Inc.; Hydro-Conduit Corporation dba Rinker Materials; Ramcel Precision Stamping and Manufacturing LLC; StrippIt, Inc.; Triumph Composite Systems, Inc.)


IBT Local 854 Pension Fund – Jofaz Transportation Inc.


Hughes Hubbard & Reed LLP – Dabney


American Benefits Council, ERISA Industry Committee, American Retirement Association, Council on Investment of Employee Benefit Assets – BlackRock Target Date Fund Litigations


Work highlights


  • Representing Wells Fargo & Company and others in a putative class action related to its 401(k) Plan that has more than 50bn in assets and more than 325,000 participants.
  • Representing MetLife in a putative class action alleging cutting-edge claims that retirement plans use antiquated group annuity mortality tables to convert plan participants’ accrued benefits.
  • Representing the SAG-AFTRA Health Plan and its Trustees in a high-profile lawsuit brought by the late Ed Asner.
     

Seyfarth Shaw LLP

Seyfarth Shaw LLP is distinguished for representing major insurers, healthcare providers and financial services companies, and is currently expanding into the East Coast. Working closely with employee benefits department, the team deals with complex ERISA cases often involving 401 (k) fees class actions, putative actions and employee benefits disputes. The team is co-led by Kathleen Cahill Slaught in San Francisco, a noted specialist in high stakes ERISA litigation with an impressive client portfolio. The other co-lead is Ian Morrison, who operates from the Chicago office, and represents employers, employee benefit plans and fiduciaries across the full spectrum of litigation. Also, in the Chicago office, Ada Dolph specializes in 401(k) fee, retiree medical and “stock drop” class action litigation alongside Sam Schwartz-Fenwick, who focuses on benefits-related litigation particularly as it relates to gender equity. In New York, Amanda Genovese, who joined the firm from Troutman Pepper as a partner in 2023, defends major companies involving ERISA benefit and fiduciary claims as well as advising clients on the Mental Health Parity Act and Medicaid programs.

 

Practice head(s):

Kathleen Cahill Slaught; Ian Morrison


Other key lawyers:

Ada Dolph; Sam Schwartz-Fenwick, Amanda Genovese


Willkie Farr & Gallagher LLP

Comprising a large specialist team, Willkie Farr & Gallagher LLP is well-equipped to take on 401(k) class actions lawsuits, putative ERISA actions and ESOP matters. Other areas of expertise include reimbursement rights, recovery of pension overpayments, ERISA estoppel and ESOP valuations.  Craig Martin is a key name in the Chicago-based team, representing many of Chicago’s leading companies and notable families, appearing before courts and tribunals on a whole host of complex and technical litigation trials. Amanda Amert leads the team and brings a diverse portfolio pf business litigation, appellate and arbitration experience. Matthew Basil brings deep experience representing Fortune 500 companies on ERISA litigation, breach of fiduciary duty and internal investigations. Matthew Thomas specializes in high stakes litigation and arbitration, whilst LaRue Robinson brings significant trial experience as a former US Army prosecutor and focuses on class actions, employee benefits litigation and investigations. Laura Norris is another key name to note in the firm.

 

Practice head(s):

Amanda Amert


Other key lawyers:

Matthew Basil; Matthew Thomas; LaRue Robinson; Laura Norris; Craig Martin


Key clients

Northwestern University


The Northern Trust Company


Olin Corporation


Univar Solutions


Former Directors and Officers of Appvion Corporation


MetLife Group Inc.


Aon Corporation


Work highlights


  • Representing Northwestern University in the U.S. Supreme Court, the Seventh Circuit issued a March 2023 ruling affirming the trial court’s decision.
  • Successfully obtaining a dismissal of a lawsuit brought against a group of former officers and directors of Appvion Corporation.
  • Representing Univar Solution in a putative class action alleging that defendants breached their fiduciary duties under ERISA in managing Univar’s 401(k) plan.

King & Spalding LLP

King & Spalding LLP offers expertise in ERISA class actions, director and executive compensation litigation and employee benefits litigation in Georgia and wider Southeast region. Working closely with its employee benefits, tax and healthcare teams, the group provides comprehensive advice to clients in California and other locations. Key strengths include 401(k) class actions, multiemployer withdrawal liability claims, health and welfare disputes and DOL investigations. In addition, the team are notable for defending AIG insured companies in class action litigation. The team is based in Atlanta and led by David Tetrick, who represents major clients such as Chevron, Home Dept on ERISA litigation, employee benefits disputes and internal investigations. He is supported by Darren Shuler, who focuses on complex class action litigation and is serving as lead trial counsel for Home Depot in their class action lawsuit along with experienced litigator Danielle Chattin.

Practice head(s):

David Tetrick


Other key lawyers:

Darren Shuler; Danielle Chattin


Key clients

Archegos Capital Management


Cumulus Media Inc.


The Federal Reserve Bank of Atlanta


Floor & Decor Holdings, Inc.


The Home Depot


Molina Healthcare


Peabody Energy


Spotted Hawk Development


Work highlights


  • Represented The Home Depot in a certified ERISA class action that was defeated on summary judgment.
  • Representing Molina Healthcare in a putative class action regarding its investment options.
  • Representing Archegos Capital Management, LP and Archegos Fund, LP (collectively, ACM) regarding ACM’s deferred bonus program.

McDermott Will & Emery LLP

Working across several sectors, McDermott Will & Emery LLP possess key strengths in ERISA litigation, ESOPs, and DOL investigations and IRS audits. The team recently defended Tharanco Group and Genentech in a class action lawsuits alleging violation of ERISA fiduciary allegations. With a balanced advisory and litigation practice, the group is experienced in advising boards, executives and HR departments on the resilience of their ERISA plan audits.  Chicago-based Ted Becker leads the firm, skilled in both ERISA litigation and government investigations and audits, with Christian Nemeth, who splits his time between Chicago and Miami representing major clients such as Google, HEICO and Target. Joshua Simon specializes in litigation relating to the healthcare industry.

Practice head(s):

Ted Becker; J. Christian Nemeth


Other key lawyers:

Joshua Simon


Key clients

BDO USA LLP


Google


Cigna


Target


Berkshire Partners


Houlihan Lokey Capital, Inc.


Liberty Mutual


Life Insurance Company of the Southwest


Schneider Electric


HEICO


Nation Safe Drivers


GreatBanc Trust Company


Genentech Inc.


LinkUS


Churchill Mortgage Company


ERISA Industry Committee (ERIC)


KPC Healthcare


Inland Fresh Seafood


Tharanco Group


Montefiore Medical Center


ArentFox Schiff

Handling the full spectrum of ERISA-related litigation, ArentFox Schiff offers particular expertise in the healthcare industry. The team are also experienced in PBGC and DOL investigations for clients, and has been notably active representing a number of clients accused of violating the Medicare Secondary Payer Act. The team is led by Caroline English, who specializes in complex ERISA litigation and operates from the Washington DC office. Alison Anderson, an expert in ERISA and employee benefits litigation active in the healthcare space and Katie Heilman, a specialist in litigation and arbitration, are also key team members.

Practice head(s):

Caroline Turner English


Other key lawyers:

Alison Andersen; Katie Heilman


Key clients

James Mills (a member of the DuPont family)


Baker Botts L.L.P.

Baker Botts L.L.P. offers broad expertise in ERISA litigation encompassing single-plaintiffs, multi-action plaintiffs, benefits and executive compensation and caters to clients from business, pension systems and fiduciaries. Another specific area of expertise in the energy industry, such as many international energy companies such as ExxonMobil Corporation and Halliburton turn to the group for ERISA litigation and advisory services. The team is led by experienced trial lawyer Tina Nguyen and Christopher Rillo, who focuses on ERISA litigation and class action defense. Matthew Sheridan and Sarah Reeves are other names of note.

Practice head(s):

Tina Nguyen; Christopher J. Rillo


Other key lawyers:

Matthew Sheridan; Sarah Reeves


Key clients

Aetna Inc., Aetna Health, Inc., Aetna Health Insurance Company of New York, Aetna Better Health, Inc.


Arbor MD Tree Care, Inc.


ConocoPhillips Company


ExxonMobil Corporation


Halliburton


Houston Municipal Employees Pension System


IBEW-NECA Southwestern Health & Benefit Fund


Netflix Corporation


Oceaneering International


Patterson-UTI Energy (Formerly Seventy Seven Energy Inc.)


Phillips 66


Principal Financial Services, Inc.


Schlumberger Limited


Sunnova


Transocean Inc.


United Employee Benefit Fund


Work highlights


  • Advising ConocoPhillips Company and the ConocoPhillips Company Benefits Committee in a putative ERISA class action in the U.S. District Court for the Western District of Oklahoma.
  • Representing United Employee Benefit Fund in a complex matter involving a U.S. Department of Labor investigation into a Taft Hartley welfare plan.

Fox Rothschild LLP

‘Built upon a foundation of deep expertise’, Fox Rothschild LLP advises on the full gamut of ERISA actions defending clients from 401(k)/403(b) cases, healthcare and benefit plans, “stock drop” class actions and ESOPs as well as helping clients navigate the insurance landscape and build resilience against plaintiff class action lawsuits. The group are also noted for their capabilities in Department of Labor and IRS investigations and assisting the Employee Benefits Security Administration with regulatory matters. Marshalling the bench strength of experienced trial lawyers and a national network of offices, the firm is led by Brian Cousin, an experienced ERISA litigator and insurance industry specialist at the New York office. He is supported by José Jara, who operates from the New Jersey office representing a diverse clientele encompassing corporations, ESOPs, pension funds and benefit plans and regularly gives workshops and lectures on ERISA, DOL investigations and IRS audits.

 

Practice head(s):

Brian S. Cousin


Other key lawyers:

José Jara


Testimonials

‘The team is built upon a foundation of deep expertise, innovative thinking, and dedication to client service. This combination sets the firm apart and allows it to deliver exceptional results for clients. The firm uses a client-centric and collaborative approach. The team is technology-driven and focused on results.’

‘Brian Cousin is a highly skilled and experienced attorney with a proven track record of success in ERISA litigation. He stays at the forefront of legal developments and has a deep understanding of the complex legal landscape.’

 

Greenberg Traurig LLP

With a broad-based ERISA litigation practice, Greenberg Traurig LLP provides additional advisory support to clients in the form of risk assessment, audit analysis, and preempting potential liabilities. A stellar client list includes ERISA fiduciaries and trustees, employer plan sponsors, plan administrators, and service providers. Well-versed in handling the full spectrum of ERISA, ESOP and employee benefits litigation, the group leverages the expertise of three practice heads. Jonathan L Sulds represents major employers from the New York office and co-chairs the ERISA & employee benefits litigation group whilst, Magan P Ray‘s far-reaching experience in ERISA and ESOP matters contributes to her advice on plan design and compliancy from the Silicon Valley office. Craig Waugh operates from Phoenix and leverages his employee benefits expertise. Michael Slocum has experience handling cutting-edge ERISA issues before the Fourth Circuit Court of Appeals. Stephanie Ahmad is another key figure in the team.

 

Practice head(s):

James N. Boudreau; Naomi Beer; Jon Sulds


Other key lawyers:

Craig Waugh, Michael Slocum; Stephanie Ahmad


Testimonials

‘The team takes a wholistic approach to problem solving, which is important because it helps my team avoid risk/problems we may not have considered otherwise. They apply their historical knowledge used from their experience working with our team and other client’s to problem solve. The firm has a great database library to help house numerous plan and other ERISA related documents–very convenient when I need to reference documents.’

‘I appreciate their partnership in that they operate as though they are part of our team, and not just outside counsel who jump in and out to solve one off issues.’

‘Responsiveness and thoroughness.’

 

Key clients

VMware


Leading Provider of Non-Discretionary Custodial Services of Self-Directed Individual Retirement Accounts


Holland & Knight

Holland & Knight draws upon its multifaceted experience to offer a full-service advisory and litigation practice in the ERISA space. A particular specialism of the firm is the vulnerability of insurance providers to serious fraud within the healthcare benefits arena with a dedicated team assisting clients to recuperate assets from fraudulent claims. The team are regularly engaged in complex litigation around both health and welfare benefit plans representing plan participants, fiduciaries, service providers and investment managers. ‘Skilled legal strategist’ Todd Wozniak leads the team from his Atlanta office, defending private companies and public institutions on ERISA litigation, ESOPs and wider labor and employment issues. Florida-based Lindsey Camp has considerable expertise defending class actions, ERISA breach of fiduciary duty actions, ESOPs amongst other significant matters.

 

 

Practice head(s):

Todd Wozniak


Other key lawyers:

Lindsey Camp


Testimonials

‘They have an excellent working knowledge of ERISA litigation, including familiarity with the Plaintiffs’ attorneys and their tactics. I am very pleased that Holland & Knight was retained.’

‘They seem to have an excellent working relationship.’

‘Very knowledgeable, skilled at evaluating different aspects of dispute, considering multiple issues and potential matters, clear communication, set reasonable expectations.’

‘Todd Wozniak – knowledgeable, easy to work with, good communicator, skilled legal strategist, keeps me well informed. Lindsey Camp – knowledgeable, keeps clients informed, keeps matter moving efficiently’

‘Excellent knowledge on ESOPs and related issues. I know I will get accurate information when I ask for it and a lot of hand-holding through issues when I need it.’

‘They don’t need to spend a week researching the issues – they already know the answers. They give good direction.’

‘Able to provide expert defense for ESOP litigation with positive results’

‘Very knowledgeable about ESOPs and responsive to questions with updates as needed’

Jones Day

With considerable expertise in withdrawal liability, benefits issues in bankruptcy and pension de-risking, Jones Day boasts a successful track record in landmark litigation. Significant victories relating to the City of Detroit’s health and retirement system and the General Motors pension plan demonstrate the firm’s ability to handle high-level and complex ERISA work. Washington DC-based Evan Miller acts for corporate plan sponsors, multiemployer plan contributions and ERISA fiduciaries with an additional specialism in the restructuring of pension and retiree health liabilities. Meanwhile, Miguel Eaton co-chairs the employee benefits & executive compensation practice focuses on 401(k) fee cases, employee benefits and DOL investigations. ‘Expert in his fieldKevin Noble advises clients on employee benefit plans, pension de-risking, and retiree health settlements.

Practice head(s):

Evan Miller; Miguel Eaton; Eric H. Mosier


Other key lawyers:

Kevin R. Noble; James S. Urban; Roy A. Ginsburg


Testimonials

‘Jones Day is fantastic! They employ experts in Retirement, H&W and Executive Compensation. Their attorneys have worked with many Fortune 500 clients on impactful projects.’

‘Kevin Noble is an expert in his field. We’ve engaged with him (and his colleagues) on multiple pension de-risking projects and couldn’t ask for better knowledge, leadership and support.’

 

Key clients

Blue Cross Blue Shield of Massachusetts


District of Columbia Retirement Board


Edison Home Health


C&S Wholesale Grocers


Wells Fargo


Southern Company


Work highlights


  • Represented DC Retirement Board in claims of retaliation and whistleblower protection brought by their general counsel.
  • Represented Wells Fargo Bank, National Association in a putative class action alleging breaches of fiduciary duty under ERISA.
  • Represented Southern Company and its plan fiduciaries in an ERISA class action alleging that its pension plan discriminates against married individuals.

Paul, Weiss, Rifkind, Wharton & Garrison LLP

Paul, Weiss, Rifkind, Wharton & Garrison LLP is noted for its capabilities in ERISA, pension and benefits-related litigation, with standout clients including DST Systems, Citigroup and Alaska Retirement Management Board. The team is led by Lewis R. Clayton, who serves as the of the ERISA, pension & benefits litigation group and represents a diverse client portfolio in high stakes litigation, with ERISA stock-drop another area of expertise. Jeffrey Recher, an experienced litigator utilizes his background in complex commercial litigation and corporate investigations.


Practice head(s):

Clayton Lew


Other key lawyers:

Jeff Rechner


Key clients

DST Systems


Citigroup


Alaska Retirement Management Board


Schulte Roth & Zabel LLP

Noted for representing single and multiemployer pension benefit plans, Schulte Roth & Zabel LLP boasts a wide spectrum of capabilities, from individual and class action lawsuits to withdrawal liability arbitrations and litigations. The group is highly active in advising clients on pension provisions under the American Rescue Plan Act, as well as representing clients before regulatory bodies such as the Department of Labor and the Pension Benefit Guaranty Corporation. Mark Brossman and Ronald Richman leads the employment & employee benefits group from New York. Richman’s practice particularly focuses on employee benefits and restrictive covenant cases and has extensive experience in representing hedge and private equity funds.

 

 

Practice head(s):

Mark Brossman; Ronald Richman


Key clients

Albertsons Companies


Cerberus Capital Management LP


Consolidated Retirement Fund


Construction Laborers Pension Trust for Southern California


ILGWU Death Benefit Plan


IUE-CWA AFL-CIO Pension Fund


National Retirement Fund


UFCW Giant-Safeway Excess Benefit Pension Plan


UFCW International Union-Albertsons Variable Annuity Pension Plan


UFCW and Safeway Variable Annuity Pension Plan


Work highlights


  • Advised a major pension fund on a confidential Department of Labor investigation regarding the processing of pension benefits and a national DOL project investigating call centers.

Skadden, Arps, Slate, Meagher & Flom LLP

Skadden, Arps, Slate, Meagher & Flom LLP advises clients from a diverse range of industries as well as representing them at trial and appellate courts on a broad spectrum of ERISA claims from class actions to 401(k) plan stock-drop cases. The team are particularly experienced in serving the ERISA needs of major financial institutions such as JP Morgan Chase and Morgan Stanley as well as global pharmaceutical companies such as Pfizer. The practice is co-managed by Boston-based partners James Carroll, adept at defending clients in ERISA litigation and proprietary funds cases and Michael S. Hines, reputed for representing major mutual fund companies in class action lawsuits.

 

Practice head(s):

James R. Carroll; Michael S. Hines


Key clients

JP Morgan


Morgan Stanley


Pfizer


Steptoe LLP

Highly experienced in individual benefit complaints and complex ERISA litigation, Steptoe LLP is also notable for its involvement in landmark rulings and represents clients at trial and appellate level. A diverse client roster includes Fortune 500 companies such as Salesforce and global insurance company, Prudential. Defending clients in 401(k) plans individual and class action lawsuits, excessive fees cases, employer stock drop cases, and COBRA notices, industry veteran Paul Ondrasik leads the ERISA litigation group. He also frequently authors ERISA-related literature for organizations such as the ERISA Litigation Conference. His practice is supported by Eric Serron, formerly of the Department of Labor, who offers longstanding experience in ERISA compliance and litigating alleged violations of fiduciary responsibilities. With a balanced litigation and advisory service, Sara Pikofsky focuses on ERISA litigation violations, prohibited transactions provisions, and withdrawal liability disputes, meanwhile Gwen Renigar has litigated in high-value class actions and is known for her expertise in representing clients subjected to Department of Labor investigations and other alleged breaches of ERISA fiduciary duties. Mark Savignac is another name of note. The team operate from Washington D.C.

 

Practice head(s):

Paul Ondrasik


Other key lawyers:

Eric G. Serron; Sara Pikofsky; Gwendolyn Prothro Renigar; Mark Savignac


Key clients

Express Scripts


Allina Health System


Republic Services


Macy’s


Teamsters Joint Council No 83 of Virginia Pension


United Mine Workers of America Health and Retirement


Funds


Salesforce


Trust Management Services


Eversource


ISCO


Employee Administration Board of Kraft Heinz


Meketa Investment Group, Inc


New England Biolabs


Work highlights


  • Representing alleged fiduciaries of Salesforce 401(k) plan in putative class action alleging that defendants violated their ERISA fiduciary duties.
     
  • Representing Eversource Energy and the alleged fiduciaries of the Company’s 401(k) Plan in a consolidated putative ERISA class action.
  • Representing ISCO Industries in putative ERISA class action filed in the US District Court for the Western District of Kentucky brought by participants in a former ESOP.

Trucker Huss, APC

Trucker Huss, APC has longstanding experience representing clients in ERISA legal actions both from single plaintiff claims to class actions for 401(k) fee and fiduciary breach and specific expertise in Circuit Court appeals. The team is also adept at handling DOL investigations at federal court, high-volume e-discovery and offering training workshops to improve client resilience against ERISA litigation. The practice is co-managed by three practice heads: employee benefits specialist R. Bradford Huss operates from the San Francisco office alongside Clarissa Kang, who strengthens the firm with a balanced and litigation practice. In Los Angeles, Joseph Faucher is highly experienced in ERISA litigation, employee benefits, breach of fiduciary cases and ESOPs and also advises clients on regulatory and insurance coverage issues. In San Francisco, Angel Garrett defends fiduciaries, sponsors and service providers in state and federal courts, ERISA actions as well as advising clients on subjects such as employee stock valuation and plans whilst, Dylan D. Rudolph litigates in a variety of ERISA class action lawsuits and ESOPs. Employee benefits specialist Brian D. Murray is another name of note and is stationed in Los Angeles.

 

 

 

Practice head(s):

R. Bradford Huss; Clarissa Kang; Joseph Faucher


Other key lawyers:

Angel L. Garrett; Dylan D. Rudolph; Brian D. Murray


Testimonials

The lawyers with whom I have worked at Trucker Huss have a remarkable working knowledge of ERISA, both existing law and expected trends. ERISA is a complicated, sometimes counter-intuitive area of law and i have always been very impressed with the firm’s understanding in the area.’

 

Key clients

GreatBanc Trust Company


Western Conference of Teamsters


Work highlights


  • Represented GreatBanc Trust Company in putative class action lawsuit involving allegations of breach of fiduciary duty.
     
  • Acted on behalf of Western Conference of Teamsters Pension Trust Fund in an arbitration involving withdrawal liability.