Ms Allison M Fumai > Dechert LLP > New York, United States > Lawyer Profile

Dechert LLP
Three Bryant Park, 1095 Avenue of the Americas
NEW YORK, NY 10036-6797
NEW YORK
United States
Allison M Fumai  photo

Work Department

Financial Services and Investment Management

Position

Partner

Career

Allison M. Fumai focuses her practice on the representation of registered investment companies and their investment advisers. She regularly advises mutual funds, closed-end funds and exchange-traded funds and their investment advisers on issues relating to the development and launch of new funds, ongoing compliance and regulatory matters, mergers, liquidations and restructuring of funds.

Ms. Fumai also has extensive experience advising issuers and underwriters on initial public offerings and rights offerings for closed-end funds. She has particular expertise with exchange-traded funds and represents a significant number of exchange-traded fund sponsors and exchange-traded funds in connection with their exemptive relief, launch of unique products and other issues relating to exchange-traded funds.

Education

  • Cornell University, A.B., Economics, 1999
  • Cornell Law School, J.D., 2002

Lawyer Rankings

United States > Investment fund formation and management > Mutual/registered/exchange-traded funds

(Leading lawyers)

Allison FumaiDechert LLP

The blue chip client base of Dechert LLP‘s investment funds department appreciate its ‘great depth in its mutual fund practice‘. The firm is a strong choice for the gamut of issues in the space, covering formation and fund raising, day-to-day operations, regulatory compliance, and all potential disputes. The sizeable practice includes many practitioners with experience as in-house counsel and regulators, and clients include funds, advisers, boards of directors and audit committees, independent directors, broker-dealers, insurance companies, and banks. Recent work has included a number of conversions from mutual funds to exchange-traded funds, following the national trend, and the regulatory side of the practice has been busy with new SEC regulations. Christopher Harvey oversees the practice from the firm’s Boston office and is a leading figure in the market. Alongside him, Christopher Christian is a key contact for US and European asset managers and investment funds, and John O’Hanlon is a regulatory expert. In New York, Allison Fumai stands out for her ETF expertise, while Washington DC is another key location, where Megan Johnson and Douglas Dick are based. San Francisco-based Mark Perlow is recommended by clients as ‘one of the most respected mutual fund/investment adviser attorneys‘.