Routinely handling multiple offerings and debt issuances on behalf of foreign governments and multinational corporations, Arnold & Porter has vast multi-jurisdictional capabilities. The team is also skilled in managing private placements and IPOs on behalf of issuers, with San Francisco-based co-lead Teresa Johnson being a specialist in corporate governance work and securities transactions. From New York, Christopher Peterson also heads, primarily focusing on issuances of equity and complex M&A, while in Washington DC, both Eli Whitney Debevoise and Gregory Harrington stand out for their knowledge in international financial transactions and project finance matters.
Capital markets: equity offerings in United States
Arnold & Porter
Practice head(s):
Teresa Johnson; Christopher Peterson; Michael Penney
Other key lawyers:
Whitney Debevoise; Gregory Harrington
Work highlights
- Completed multiple offerings for the Republic of Türkiye (Turkey) in the last twelve months.
- Advised the Republic of Panama and its Ministry of Economy and Finance on the financing of the construction of the Fourth Bridge over the Panama Canal, which is the most important infrastructure project currently under construction in Panama.
- Advised the Republic of Colombia on global finance matters for almost two decades advised the Republic of Colombia on its historic first issuance of social bonds in the international capital markets, valued at US$2.5 billion, comprised of two separate Global Bonds.
Baker Botts L.L.P.
Demonstrating extensive expertise in complex private placements and senior notes offerings, Baker Botts L.L.P. is highly regarded by both issuers and underwriters within the energy and environmental industries. The firm’s capital markets team is regularly engaged by companies, financial advisors, and special committees, drawing upon its cross-border knowledge with European and North American jurisdictions. The two Houston-based joint heads Joshua Davidson and Doug Getten each specialize in refinancings of unsecured notes and common stock offerings. Samantha Hale Crispin also leads from Dallas, while New York’s Adorys Velazquez concentrates on securities law matters. Houston-based Travis Wofford and Carina Antweil are also highlighted as key.
Practice head(s):
Samantha Hale Crispin; Josh Davidson; Doug Getten
Other key lawyers:
Travis Wofford; Adorys Velazquez; Carina Antweil; Preston Bernhisel; Eileen Boyce; Clint Rancher; Lakshmi Ramanathan; Andrew Schulte; Parker Hinman; Garrett Hughey
Testimonials
‘Highly qualified, personable team that seeks to understand the client’s needs and interests. Strives to understand client’s goals.’
‘Clint Rancher and Eileen Boyce work diligently to meet both client needs and expectations.’
‘Differentiated expertise of the Master Limited Partnership structure in the Initial Public Offering context. Reliable. Prompt responses and engagement.’
‘Josh Davidson and Doug Getten are dependable experts in the field of Master Limited Partnership Initial Public Offerings. Would highly recommend them to others.’
‘Breadth of knowledge is unmatched, and the willingness to lean in across the practices to develop novel concepts and solutions is outstanding.’
‘Travis Wofford’s leadership of the group is outstanding, and he rolls up his sleeves to do the work in a thoughtful and efficient manner – he’s my key counsellor on any issue.’
Key clients
Atlas Credit Partners, LLC
Barclays Capital Inc.
BKV Corporation
BofA Securities, Inc.
CenterPoint Energy Resources Corp. /CenterPoint Energy Houston Electric
CIC Partners IV LP
Citigroup Global Markets, Inc.
Clearway Energy Operating LLC
Coterra Energy Inc. (formerly Cabot Oil & Gas Corporation)
Crestwood Equity Partners LP
CVR Energy, Inc.
DNB Markets, Inc.
Dream Finders Homes, Inc. NDZS, Inc.
EnLink Midstream, LLC NH-E-B, LP
Helix Energy Solutions Group, Inc.
Hi-Crush Inc.
Howard Midstream Energy Partners
Imperial Capital
J.P. Morgan Securities LLC
Jefferies Financial Group Inc.
Liberty Media Corporation
Martin Midstream Partners L.P.
Matador Resources Company
Morgan Stanley & Co. LLC
Navigator Holdings Ltd.
Negma Group Investment Ltd.
RG Energy, Inc.
Oceaneering International, Inc.
Raymond James & Associates, Inc.
RBC Capital Markets, LLC
Saturn Oil & Gas Inc.
Seadrill Limited
Seaport Global Securities LLC
SHUAA Capital PSC
Stephens, Inc.
Stifel, Nicolaus & Company, Inc.
Summit Midstream Partners, LP
Sunnova Energy Corporation
Swire Pacific Limited
Underwriters for Calumet Specialty Products Partners
Underwriters for Plains All American Pipeline, L.P.
Waste Management, Inc.
Wells Fargo Securities LLC
Westlake Corporation
Work highlights
- Advised Matador Resources Company in its $900 million Senior Notes offering.
- Advised Wells Fargo Securities, as underwriters, in Vital Energy, Inc.’s $900 million upsized offering of senior notes which closed in September of 2023.
- Represented CVR Energy, Inc. in the completed private placement of $600 million of Senior Notes, which closed in December of 2023.
Baker McKenzie
Offering bespoke advice on private placements, IPOs, and follow-on equity offerings, Baker McKenzie LLP has in-depth experience of representing both domestic and international issuers. The team has additional expertise in corporate governance matters and de-SPAC transactions, while the New York-based lead Mark Mandel is highly knowledgeable in public offerings and divestitures. From Dallas, Roger Bivans concentrates on capital markets transactions and securities regulation, Michael Fitzgerald is a corporate finance expert based in New York, and both Joy Gallup and Arturo Carrillo are highlighted as key.
Practice head(s):
Mark Mandel
Other key lawyers:
Roger Bivans; Michael Fitzgerald; Joy Gallup; Arturo Carrillo; Pedro Reyes; Aaron Scow; Christopher Bartoli; Carol Stubblefield; Marc Paul; Sali Wissa; Adam Buehler; Christopher Lapp
Key clients
Morgan Stanley & Co. LLC
AZZ, Inc.
Berkshire Hathaway Inc.
Cummins, Inc.
EquipmentShare.com Inc
Fibra Monterrey
Fresenius Medical Care AG & Co. KGaA
Grupo Traxión, S.A.B. de C.V.
Hudbay Minerals Inc.
LatAm Logistic Properties S.A.
Lifezone Metals
Oncor Electric Delivery Company LLC
Physicians Realty Trust
Work highlights
- Advised Fresenius in its registration of shares with the US SEC in connection with the proposed conversion of Fresenius Medical Care AG & Co. KGaA into a German Stock corporation (an “AG”).
- Acted as lead counsel for global power solutions leader, Cummins Inc., on the approximately USD 2.75 billion tax-free IPO split-off of its filtration business.
- Advised Berkshire Hathaway (“Berkshire”) in two public offerings of Yen denominated bonds in US-registered offerings.
Bracewell LLP
Heavily praised for its ‘responsiveness’ and ‘attention to detail’, Bracewell LLP routinely acts for major domestic and international issuers, covering all elements of IPOs, private placements, and complex equity financings. The practice mainly concentrates on the energy, infrastructure, and utilities sectors, with the Houston-based team lead Will Anderson being an expert in capital markets transactions, SEC compliance, and disclosure matters. Located in New York, Catherine Hood represents both underwriters and investors in equity and hybrid securities offerings, Todd Eckland focuses on complex private placements, while Houston’s Troy Harder is a corporate law specialist.
Practice head(s):
Will Anderson
Other key lawyers:
Catherine Hood; Troy Harder; Todd Eckland; Shannon Baldwin; Stephen McNamara
Testimonials
‘Deep understanding of the company’s history and complex structure, preferences and expectations.’
‘Responsiveness, attention to detail, understanding of company’s perspective.’
‘I’m an alumnus of the firm and do not work with them directly in my in-house role. As I’ve been away for some time, my insight is several years stale. However, I recall the team being staffed by very capable and experienced junior and mid-level associates, talented senior associates, and intelligent and strategic partners.’
‘I work with several New-York based firms in my current role and generally find Bracewell’s more junior associates better equipped to answer questions quickly and with confidence.’
‘I don’t currently work with any individuals at Bracewell as outside counsel.’
‘Highly regarded team with very broad capabilities.’
‘They really take an extra step to know the Company well.’
Key clients
Kinder Morgan, Inc.
Phillips 66
Apache Corporation
Gray Oak Pipeline
Underwriters for DTE Electric Company
PPL Electric Utilities Corporation
Underwriters for Evergy Metro, Inc
Underwriters for Spire Inc.
Investors for DTE Gas Company
Underwriters for Evergy Kansas Central, Inc.
Louisville Gas and Electric Company
Kentucky Utilities Company
Underwriters for Evergy, Inc
Underwriters for Southern California Edison
Underwriters for Spire Inc.
Underwriters for DTE Energy Company
Avista Corporation
Underwriters for Evergy Missouri West, Inc
Darden Restaurants
Work highlights
- Represented Kinder Morgan, Inc. in the issuance of its $1.25 billion 5.000% senior notes due 2029 and $1 billion 5.400% senior notes due 2034.
- Advised Phillips 66 in its recent public offering of $1.5 billion of senior notes issued by Phillips 66 Company and guaranteed by Phillips 66.
- Represented the underwriters (BofA Securities, Inc., MUFG Securities Americas Inc., Scotia Capital (USA) Inc., TD Securities (USA) LLC and U.S. Bancorp Investments, Inc) in DTE Electric Company’s public aggregate offering of $1 billion general and refunding mortgage bonds.
Cleary Gottlieb Steen & Hamilton
Being a preeminent player in the US and international capital markets, and a primary choice for issuers, sponsors, and managers, Cleary Gottlieb Steen & Hamilton fields a ‘lean but very effective’ outfit, specializing in handling complex secondary public offers and high-value IPOs. The team is well versed in overseeing strategic partnerships, share repurchases on behalf of issuers, and multi-jurisdictional acquisitions, while predominantly focusing on the financial services and tech spheres. With the whole team based in New York, Jeff Karpf has extensive expertise in representing investment banks in private equity and liability management transactions, David Lopez is a corporate governance and capital markets expert, while Craig Brod is knowledgeable in private debt and equity financings. Adam Fleisher concentrates on complex private placements, and both Francesca Odell and Helena Grannis stand out for their work in complex issuances and shareholder proposals.
Other key lawyers:
Jeff Karpf; David Lopez; Craig Brod; Adam Fleisher; Francesca Odell; Helena Grannis; Lillian Tsu
Testimonials
‘The team is lean but very effective. They have great juniors whose hourly rates are not as high, but they also have good senior associates who know how to run deals and partners that are available but only get involved when needed.’
‘Elizabeth Chang and Emily Arndt are amazing women finance attorneys: both full of knowledge but willing to be practical and business friendly. They are smart, accurate and fast. They are always on the ball and seem to anticipate questions and needs.’
Key clients
Corebridge Financial, Inc.
Citigroup Inc.
GlobalFoundries
International Seaways, Inc.
Sotera Health Company
Citizens Financial Group, Inc.
BBB Foods Inc. (Tiendas 3B)
Auna S.A.
SharkNinja, Inc.
Inter & Co., Inc.
Leonardo DRS, Inc.
Edison International
Energisa S.A.
Walgreens Boots Alliance / AmerisourceBergen Corporation
LATAM Airlines Group S.A.
Eneva S.A.
Regions Financial Corporation
MediaAlpha, Inc. / White Mountains
Plaza S.A. (Mallplaza)
Work highlights
Clifford Chance
With the New York-based trio of Andrew Epstein, Jason Myers, and Gary Brooks leading the team, Clifford Chance routinely advises on the whole spectrum of cross-border IPO and securities law issues. Supporting both issuers and managers, the practice leverages the expertise of US-qualified lawyers based across European, Asian, and Middle Eastern markets, with Epstein primarily focusing on REITs and M&A transactions. Myers is knowledgeable in general corporate transactions and PIPEs, Brooks is an expert in debt restructuring, while Houston-based Trevor Lavelle specializes in liability management proceedings.
Practice head(s):
Andrew Epstein; Jason Myers; Gary Brooks
Other key lawyers:
Trevor Lavelle; Jonathan Zonis; Jake Farquharson; Kathleen Werner; Hugo Triaca; Cliff Cone; Jay Bernstein; Om Pandya; Matt Worden; Tae Ho Cho; Jesse Overall; Paul Lakkis; Thomas Koh; Kathy Phan; Etherial Edetan; Zoya Afridi
Key clients
Sedgwick
Retail Opportunity Investments Corp.
Oxford Finance LLC
Government of the Republic of Trinidad and Tobago –Ministry of Finance
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
BofA Securities, Inc.
Corporación Financiera de Desarrollo S.A.
Work highlights
- Advised the underwriters on the initial public offering of Tamboran Resources Corporation, an independent natural gas company that operates in Australia. Tamboran shares commenced trading on the New York Stock Exchange on June 27, 2024, under the ticker symbol “TBN”.
- Advised Companhia de Saneamento Básico do Estado de São Paulo (Sabesp), the Brazilian water and waste management company, on its US$2.7 billion public offering of shares.
- Advised Centrais Elétricas Brasileiras S.A. (Eletrobras), Brazil’s largest utility, on its offering of93,000,000 preferred shares issued by CTEEP totaling R$2.185 billion, plus 33,000,000additional shares to meet market demand.
Cooley LLP
Fielding a team of ‘incredibly experienced’ attorneys, Cooley LLP routinely advises issuers and managers on all aspects of equity offerings, predominantly focusing on high-profile IPOs and direct listings. The practice has extensive expertise across the biotech, biopharma, and healthcare industries, consistently acting on behalf of private and public companies alongside investment banks. Based out of San Diego, co-lead Charlie Kim is an expert in equity and debt issuances, primarily in the tech and consumer sectors, while in San Francisco, co-head David Peinsipp has expertise in follow-on and 144A offerings. From New York, Div Gupta is knowledgeable in IPOs on shares of common stock, and in Palo Alto, Eric Jensen specializes in capital markets and other corporate transactions, and Jon Avina assists tech companies with securities and governance proceedings. With the team also being well versed in proxy contests and acquisitions, Eric Jensen is a standout in New York, and West Coast’s John-Paul Motley is also highlighted as key.
Practice head(s):
Charlie Kim; David Peinsipp
Other key lawyers:
Div Gupta; Eric Jensen; Jon Avina; Eric Blanchard; John-Paul Motley; Christina Roupas; Marc Recht; Richard Segal; Kristin VanderPas; Jean Park; Denny Won; Peter Byrne; Milson Yu; Logan Tiari; Courtney Thorne; Darah Protas; Jonie Kondracki
Testimonials
‘Just an incredibly experienced team for IPO. An ability to understand clients’ business which is exceptional that allows greater chance of IIPO success. Exceptional relationship with SEC.’
‘Div & Ryan are fully dedicated to the company & always available. Their associates are high quality minimizing the risk of errors or lost time.’
‘High motivation and commitment to client standards. Hustles with the best of them and want to deliver the best of the best, but also know how to have fun.’
‘David Peinsipp knows all that you need to know about the law, but brings a fun energy that is rarely seen from many lawyers. Rachel Profitt is best known for her unique ability to connect with clients at a personal levee.’
‘Very active across company and underwriter roles for private and public financings. Also, the team has significant experience in M&A transactions across the biopharma space. The firm size allows them to appropriately cover multiple demands with flexibility and expertise.’
‘Working with Div Gupta, Rich Segal and Darah Protas, one can expect a high-level of professionalism and significant expertise. All three are consistently available to address matters in a timely manner, often anticipating needs before they arise.’
Work highlights
- Advised Rubrik on its upsized $752 million IPO of 23,500,000 shares of Class A common stock at a public offering price of $32 per share. This was the largest software IPO since 2021.
- Advised Tempus AI on its $410 million IPO of 11,100,000 shares of Class A common stock at a public offering price of $37 per share.
- Advised Life360 on its $178.5 million IPO of 6,612,500 shares of common stock at a public offering price of $27 per share.
Cravath, Swaine & Moore LLP
Headed by the New York-based trio of Craig Arcella, William Fogg
, and Andrew Pitts
, Cravath, Swaine & Moore LLP’s practice is uniquely balanced between advising issuers and managers on all forms of equity offerings. This spans from high-profile IPOs, complex secondary offerings, and related derivative transactions, with the department displaying specific expertise in the tech, finance, and consumer retail industries. The team is regularly called upon to support on issues surrounding capital-raising transactions, with Fogg being an expert in representing major investment banks on general corporate and disclosure matters. Pitts is a corporate finance specialist predominantly, whilst D Scott Bennett is well versed in guiding venture capital-backed corporations and investors in the tech, fintech, and digital assets fields. Nicholas Dorsey stands out for his knowledge on public and private offerings of securities, and both C Daniel Haaren and Douglas Dolan are also cited as key. All mentioned lawyers are based in the New York office.
Practice head(s):
Craig Arcella; William Fogg; Andrew Pitts
Other key lawyers:
D. Scott Bennett; Nicholas Dorsey; C. Daniel Haaren; Douglas Dolan
Testimonials
‘Ability to provide guidance on complex (non-ordinary) transactions.’
Key clients
ADT
AerCap
Albemarle
Crown Castle
Kenvue
MediaAlpha
Occidental Petroleum
ODDITY
Various financial institutions
Work highlights
- Represented Albemarle in its $2.3 billion offering of depositary shares representing mandatory convertible preferred stock.
- Represented Kenvue and Johnson & Johnson in connection with the$3.64 billion secondary offering of Kenvue common stock held by Johnson & Johnson, the largest-ever secondary equity offering in consumer retail.
- Represented the underwriters in the $1.5 billion offering of mandatory convertible preferred stock of Hewlett Packard Enterprise to finance the acquisition of Juniper Networks.
Davis Polk & Wardwell LLP
The predominantly New York-based Davis Polk & Wardwell LLP outfit is highly praised for its expertise in issuer-side work, in conjunction with manager-backed engagements, drawing upon strong cross-border capabilities with the Caribbean, Asia, and Canadian jurisdictions. The practice stands out for its vast knowledge in handling high-value IPOs, private placements, and secondary offerings of common stock shares, with the team showcasing sector-specific skill in the tech and healthcare spheres. Maurice Blanco has in-depth experience in complex exchange offers and debt restructurings, Michael Kaplan is an expert on leveraged finance transactions and high-yield debt issuances, meanwhile John Meade mainly focuses on complex secondary offerings. Richard Truesdell acts as global chair of the firm’s capital markets practice, Deanna Kirkpatrick stands out for her work in the healthcare, retail, and utilities sectors, while Nicole Brookshire and Pedro Bermeo are both highlighted for being specialists in all elements of convertible debt offerings and general corporate governance proceedings. In Northern California, Alan Denenberg concentrates on equity and debt financing issues.
Practice head(s):
Maurice Blanco; Michael Kaplan; John Meade; Richard Truesdell
Other key lawyers:
Alan Denenberg; Deanna Kirkpatrick; Nicole Brookshire; Pedro Bermeo; Roshni Banker Cariello; Derek Dostal; Marcel Fausten; Yasin Keshvargar; Emily Roberts; Byron Rooney; Shane Tintle
Key clients
Amer Sports
Bausch + Lomb Corporation
Datadog, Inc.
Etsy, Inc.
Galderma
Nayax Ltd.
Nu Holdings Ltd.
Roivant Sciences Ltd.
TPG Inc.
XP Inc.
Work highlights
- Advised Amer Sports on its $1.37 billion SEC-registered initial public offering.
- Advised Corporación Inmobiliaria Vesta on its $445.6 million SEC-registered initial public offering. It was the first the U.S. IPO by a Mexican company since 2013.
- Advised the underwriters on the $748 million SEC-registered initial public offering by Reddit.
Debevoise & Plimpton LLP
Debevoise & Plimpton LLP fields a team of lawyers specializing in managing secondary public offerings, debt and equity structured securities, alongside complex SPAC and PIPE transactions. The practice is highly regarded for its coverage of the insurance, retail, and financial services industries, with the attorneys frequently handling multi-jurisdictional IPOs on behalf of both managers and issuers. Located in New York, Paul Rodel and Steven Slutzky spearhead the outfit, each focusing on securities transactions and private placements. Morgan Hayes is a corporate governance expert, Eric Juergens mainly concentrates on SEC and stock exchange rules, while Matthew Kaplan counsels public and private companies on disclosure and finance proceedings. Peter Loughran is well versed in capital markets transactions, and Ben Pedersen is highlighted for his knowledge in the telecoms and healthcare spheres. All lawyers mentioned are New York-based.
Practice head(s):
Paul Rodel; Steven Slutzky
Other key lawyers:
Morgan Hayes; Eric Juergens; Matthew Kaplan; Peter Loughran; Ben Pedersen
Key clients
American International Group
Beacon Roofing Supply
Clayton, Dubilier & Rice
Corebridge Financial Group
Core & Main
DoubleVerify Holdings
Joint Stock Company Kaspi.kz
KKR & Co.
Mazars
MBIA, Inc.
Providence Equity Partners
Work highlights
- Advise Corebridge Financial, Inc. (NYSE: CRBG) in American International Group’s (NYSE: AIG) $3.4 billion sale of Corebridge common stock to Nippon Life Insurance Company.
- Advised DoubleVerify and Providence Equity Partners in the secondary public offering and sale of $380 million of DoubleVerify common stock by Providence VII U.S. Holdings L.P. and Providence Butternut Co-Investment L.P.
- Advised Core & Main, Inc. (NYSE: CNM) and Clayton, Dubilier & Rice, LLC (“CD&R”) in a $1 billion secondary public offering of Core & Main class A common stock and concurrent purchase and redemption of Core & Main class A common stock and partnership interests of Core & Main Holdings, LP.
Dechert LLP
Leveraging cross-border capabilities with Caribbean and Middle Eastern jurisdictions, Dechert LLP boasts a strong track record in private placements, IPOs, and public offerings of common stock. Advising both issuers and underwriters, the team is highly knowledgeable on equity-linked and other securities offerings, with Boston-based Thomas Friedmann routinely navigating sensitive disclosure matters under the Securities Exchange Act of 1934. From Washington DC, Harry Pangas concentrates on joint ventures and other strategic transactions, in New York, David Rosenthal acts for investment banks and venture capital funds, while Philadelphia’s Stephen Leitzell stands out for his corporate governance work.
Practice head(s):
Thomas Friedmann; Stephen Leitzell; Harry Pangas; Anna Tomczyk
Other key lawyers:
David Rosenthal; Eric Siegel; Clay Douglas; Matthew Carter
Key clients
Aquestive Therapeutics
B&G Foods
Bain Capital Specialty Finance
BC Partners
BioAtla
Blackstone
Business Development Company of America
Diffusion Therapeutics
EaglePoint Credit Company
FS Investment Corporation
Golub Capital BDC, Inc.
Griffon Corporation
Hercules Capital
Horizon Technology Finance
Main Street Capital Corporation
PennantPark Investment Corporation/PennantPark Floating Rate Capital
Piper Sandler
Raymond James
Stifel
TriplePoint Capital
Via Optronics
WhiteHorse Finance
Work highlights
- Advising Select Medical Holdings Corporation and Concentra Group Holdings Parent, Inc., a subsidiary of Select Medical, in connection with the contemplated spin-off of Concentra from SelectMedical.
- Represented AB Private Credit Investors LLC in connection with the formation and launch ofAB Private Lending Fund, a publicly offered non-traded business development company.
- Represented Morgan Stanley Direct Lending Fund (the “Company”) (NYSE: MSDL), a business development company externally managed by MS Capital Partners Adviser Inc., in its initial public offering of 5,000,000 shares of its common stock, par value $0.001 per share (the “Common Stock”), at a public offering price of $20.67 per share of Common Stock.
DLA Piper LLP (US)
Predominantly operating in the tech, life sciences, and real estate sectors, DLA Piper LLP (US) leverages vast expertise from its network of offices across Europe, the Middle East, and Asia Pacific when overseeing cross-border IPOs and de-SPAC transactions. The practice’s offering includes bespoke advice to both issuers and underwriters, with co-head Joshua Kaufman being a specialist in advising high-growth businesses on strategic development and transformational transactions from his bases in New York and Miami. The other lead, Era Anagnosti, is a corporate governance expert from Washington DC, while in New York, Stephen Alicanti focuses on debt securities and Austin’s Drew Valentine is a corporate finance specialist.
Practice head(s):
Joshua A. Kaufman; Era Anagnosti
Other key lawyers:
Stephen Alicanti; Drew Valentine; Emilio Ragosa; Jeffrey Clark Selman; Bianca Jean LaCaille; Gina Lee
Key clients
Super Micro Computer, Inc.
Zealand Pharma A/S
Silvaco Group, Inc
Calliditas Therapeutics AB
Needham & Company, LLC
BTIG, LLC
Cantor Fitzgerald & Co.
Cowen and Company, LLC
JonesTrading Institutional Services LLC
Morgan Stanley & Co. LLC
Liquidia Corporation
Palomar Specialty Insurance Company
Work highlights
- Advised Super Micro Computer, Inc. (Supermicro), a global leader in IT solutions and green computing, on its follow-on SEC-registered equity offering of 2,000,000 shares of its common stock at a public offering price of US$875 per share, for gross proceeds of approximately US$1.75 billion.
- Acted as international counsel to Calliditas Therapeutics AB (Calliditas), a Swedish biopharmaceutical company, in connection with the tender offer by Asahi Kasei Corporation (Asahi), a Japanese conglomerate, for all of Calliditas’ outstanding shares and American Depositary Shares (ADSs) for an aggregate of US$1.1 billion, which closed in September 2024.
- Acted as U.S. counsel to Zealand Pharma, a Danish biotechnology company focused on the discovery and development of peptide-based medicines, in its upsized equity offering of 8.35 million new ordinary shares, which raised gross proceeds of US$1 billion and priced on June 25, 2024.
Fenwick & West LLP
Providing bespoke advice on all aspects of traditional IPOs, major SPAC transactions, and complex direct listings, Fenwick & West LLP deploys lawyers with genuine expertise in the tech and life science fields. Balancing its offering between issuers and managers, the practice has experience in representing investor-backed startups and high-growth companies, with Santa Monica-based co-head Ran Ben-Tzur being an expert in equity and debt offerings, alongside SEC compliance measures. The other lead Amanda Rose is a corporate finance specialist, while Robert Freedman joins her in Seattle, concentrating on de-SPACs and direct listings. From Silicon Valley, Gordon Davidson mainly assists clean tech and pharma companies, and David Michaels is knowledgeable in financing transactions. In New York, Per Chilstrom is also a key name.
Practice head(s):
Ran Ben-Tzur; Amanda Rose
Other key lawyers:
Robert Freedman; Gordon Davidson; David Michaels; Per Chilstrom; Ryan Mitteness; Aman Singh; Julia Forbess; Jennifer Hitchcock
Key clients
Achieve Life Sciences
Alpine Immune Sciences, Inc.
Alteryx
AnaptysBio
Archer Aviation Inc.
BioAge Labs
Chinook Therapeutics, Inc.
Day One Biopharmaceuticals
DICE Therapeutics, Inc.
Gritstone bio, Inc.
Model N
Morphic Holdings, Inc.
Neoleukin Therapeutics, Inc.
Nurix Therapeutics
Shockwave Medical, Inc.
Smartsheet
SR One Capital Management
Stoke Therapeutics
Sutro Biopharma
Underwriters to AppLovin
Work highlights
- Represented Alpine Immune Sciences, Inc. (Nasdaq: ALPN), a biotechnology company dedicated to discovering and developing innovative, protein-based immunotherapies, in its acquisition by Vertex Pharmaceuticals Incorporated (Nasdaq: VRTX).
- Represented BioAge Labs, Inc. (Nasdaq: BIOA), a clinical-stage biopharmaceutical company developing therapeutic product candidates for metabolic diseases, in its upsized initial public offering of 12,650,000 shares of its common stock, which includes the exercise in full by the underwriters of their option to purchase 1,650,000 additional shares, at a public offering price of $18.00 per share.
- Represent Smartsheet (NYSE: SMAR), the enterprise platform for modern work management, in its pending $8.4 billion acquisition by funds managed by Blackstone and Vista Equity Partners.
Freshfields
Covering both the issuer and manager sides, Freshfields has extensive expertise in handling public offerings of ordinary shares, high-value IPOs, and convertible notes transactions. Leveraging the vast knowledge of the team’s US-qualified capital markets lawyers across the US, Europe, and Asia, the outfit is well versed in equity and debt transactions. Operating out of Silicon Valley, Sarah Solum constantly provides bespoke advice on SEC compliance and corporate governance matters, while Pamela Marcogliese primarily focuses on direct listings and SPAC transactions. From New York, Michael Levitt is an expert in acting for investment banks and institutional investors, and Valerie Jacob specializes in capital raises, M&A, and joint ventures.
Practice head(s):
Sarah Solum; Valerie Jacob; Pamela Marcogliese; Michael Levitt
Key clients
TriNet
Cazoo Group Ltd (NYSE)
Lilium N.V.
International General Insurance Holdings
BuzzFeed
Indivior
AstraZeneca
Molekule
BofA Securities
JP Morgan Securities
Wells Fargo Securities
Verlinvest
Work highlights
Fried, Frank, Harris, Shriver & Jacobson LLP
Acting on behalf of major issuers and managers, the Fried, Frank, Harris, Shriver & Jacobson LLP team leverages ‘varied experience and expert advice’ when advising on high-profile IPOs and complex offerings of common shares. The practice is especially active in the financial services, real estate, and tech industries, showcasing a specific focus upon follow-on and secondary equity offerings. The New York-based outfit is spearheaded by Daniel Bursky, specializing in convertible securities, high-yield debt, and private placements, while Andrew Barkan is an expert in corporate finance proceedings. Mark Hayek predominantly concentrates on leveraged loans and debt securities offerings, and Monica Thurmond is knowledgeable on high-yield bridge financings. Joshua Wechsler regularly supports both underwriters and sponsors, and Lee Barnum is a debt securities practitioner, frequently working with private equity sponsors.
Practice head(s):
Daniel Bursky
Other key lawyers:
Andrew Barkan; Mark Hayek; Monica Thurmond; Joshua Wechsler; Lee Barnum
Testimonials
‘It’s a solid team with good lawyers who are very dedicated to their clients.’
‘Daniel Bursky is a wise senior voice .Andrew Barkan is smart, very hard working and pays attention to detail.’
‘A team of professionals – always available. I feel like I am always surrounded by the best of the best and equipped to handle any situation.’
‘Constant availability, wonderful and varied experience and expert advice.’
Key clients
B. Riley Securities
Raymond James
J.P. Morgan Securities LLC
BofA Securities
Goldman Sachs BDC
Permira Affiliate (selling stockholder)
FrontView REIT
Work highlights
Gibson, Dunn & Crutcher LLP
Demonstrating vast expertise in managing secondary public offerings and at-the-market equity programs, Gibson, Dunn & Crutcher LLP is well versed in representing both major issuers and managers, predominantly in the real estate, financial services, and energy industries. Based out of New York, Andrew Fabens specializes in handling follow-on equity offerings and securities law issues, in Texas, Hillary Holmes is a corporate governance expert, and California’s Stewart McDowell primarily focuses on PIPEs and liability management transactions. Also in California, Peter Wardle is knowledgeable on cross-border M&A, while Colorado-based Robyn Zolman stands out for her IPO insight.
Practice head(s):
Andrew Fabens; Hillary Holmes; Stewart McDowell; Peter Wardle
Other key lawyers:
Robyn Zolman; Ryan Murr; Branden Berns
Key clients
Welltower Inc.
Stephens Family Trust, et al.
Wells Fargo Securities, LLC
GE Healthcare
Atmos Energy Corp.
LyondellBasell Industries, Inc
Barclays Capital Inc.
Apogee Therapeutics, Inc.
Arrowhead Pharmaceuticals, Inc.
Ultragenyx Pharmaceutical Inc.
Oruka Therapeutics, Inc.
Goldman, Sachs & Company
Dianthus Therapeutics, Inc.
Cogent BioSciences, Inc.
StepStone Group LP
Helmerich & Payne, Inc.
Montrose Environmental Group, Inc.
SilverBow Resources Inc.
Work highlights
- Advised Welltower Inc.in a several recent large and complex offerings including: a $5 billion at-the-market equity program launched on October 29, 2024, which allows for both traditional and forward sales of common stock, under its automatic shelf registration statement; and a $3.5 billion at-the-market equity program, which allows for both traditional and forward sales of common stock, under its automatic shelf registration statement; and a $3.5 billion at-the-market equity program, which allows for both traditional and forward sales of common stock, under its automatic shelf registration statement.
- Advised the Legacy Endeavor Shareholders as selling shareholders in an offering of $2.3 billion of common stock of Diamondback Energy.
- Advised Wells Fargo Securities, LLC as underwriter in an offering of $2.0 billion aggregate principal amount of Wells Fargo & Company Depositary Shares, each representing a 1/25th interest in a Share of 6.85% Fixed Rate Reset Non-Cumulative Perpetual Class A Preferred Stock, Series FF.
Goodwin
Overseeing high-profile public offerings for an underwriting syndicate and advising issuers on both debt and equity follow-on offerings, Goodwin draws upon strong multi-jurisdictional capabilities and substantial bench-strength. The practice mainly represents private companies in complex financings and IPOs, alongside supporting public corporations in their SEC reporting and corporate governance proceedings. Edwin O’Connor heads the New York offering, being a specialist in the tech and life sciences sectors, while Silicon Valley-based Bradley Weber is highly knowledgeable in IPOs and PIPEs. From Boston, Joseph Theis is an expert in securities law and SEC compliance measures, Robert Puopolo stands out for his M&A and joint venture work, and both Marishka DeToy and Gabriela Morales-Rivera are also cited as key for their coverage of SEC compliance and venture capital financing matters.
Practice head(s):
Edwin O’Connor; Bradley Weber; James P.C. Barri
Other key lawyers:
Joseph Theis; Robert Puopolo; Marishka DeToy; Gabriela Morales-Rivera
Testimonials
‘Goodwin’s reputation precedes it in every way – they are a formidable competitor with deep, impressive relationships.’
Key clients
Upstream Bio
Bicara Therapeutics
MBX Biosciences
Centessa Pharmaceuticals
Monte Rosa Therapeutics
ProMIS Neurosciences
CRISPR Therapeutics
Cabaletta Bio
Astera Labs
Septerna
Work highlights
- Advised Upstream Bio in their $293 million initial public offering.
- Advised Bicara Therapeutics in its upsized $362 million initial public offering.
- Advised Astera Labs in its upsized $774 million initial public offering.
Hogan Lovells US LLP
Deploying specialists across the life sciences, real estate, and financial services spheres, Hogan Lovells US LLP has a strong track record representing foreign private issuers and investment banks. The practice has in-depth expertise in private placement offerings of equity securities and REIT transactions, with the New York-based team leader Richard Aftanas is highly knowledgeable in IPOs and investment-grade debt offerings. From Philadelphia, Steve Abrams is an expert in follow-on offerings ad PIPEs, while New York’s Sina Hekmat and Rupa Briggs have solid cross-border experience and de-SPAC business combinations. Meanwhile, in Northern Virginia, Kevin Greenslade concentrates on recapitalizations, managed buyouts, and private equity investments.
Practice head(s):
Richard Aftanas
Other key lawyers:
Steve Abrams; Sina Hekmat; Rupa Briggs; Kevin Greenslade
Key clients
Optinose, Inc.
Gilead Sciences
Mind Medicine (MindMed) Inc.
Elme Communities
Perspective Therapeutics
Bitfury Group
Madrigal Pharmaceuticals
Portage Biotech, Inc.
Acasti Pharma
Vaccinex, Inc.
EyePoint Pharmaceuticals
Various investment banks
Fly-E Group, Inc.
Tevogen Bio Inc.
Work highlights
Hunton Andrews Kurth LLP
With a long history of representing major investors, domestic issuers, and underwriters, Hunton Andrews Kurth LLP has extensive expertise in handling at-the-market programs and complex common stock offerings. The firm fields specialists in the energy, real estate, and financial services sectors, with co-head Courtney Cochran Butler located in Houston. The other joint leads- Peter O’Brien in New York and Robert Smith in Washington DC- have vast experience in REITS and SEC compliance matters, whilst James Davidson stands out for his advice on corporate governance matters from his base in Houston. New York’s Michael Fitzpatrick concentrates on privately placed offerings of equity, and Steven Friend is highlighted for his liability management work.
Practice head(s):
Courtney Cochran Butler; Peter O’Brien; Robert Smith
Other key lawyers:
James Davidson; Michael Fitzpatrick; Steven Friend; Michael O’Leary; Kate Saltz; Philip Haines; Patrick Jamieson; Mayme Beth Donohue; Brendan Harney
Testimonials
‘The Hunton Andrews Kurth practice is very strong in terms of its representations in the REIT space. They understand the specific issues in the space and are deeply knowledgeable on the relevant rules and regulations.’
‘Rob Smith and Kate Saltz are excellent securities law attorneys. The provide a high level and consistent level of service and are forward looking.’
‘The Hunton Team offers tremendous value for fees and attentive service.’
‘Jim Davidson has been outstanding and provides well-informed, practical advice.’
Key clients
Annaly Capital Management, Inc.
Cantor Fitzgerald
Darden Restaurants, Inc.
Duke Energy Corporation
Pacific Gas & Electric Company
Philip Morris International Inc.
CenterPoint Energy, Inc.
Energy Transfer, LP
NextEra Energy Capital Holdings, Inc.
Rexford Industrial Realty, Inc.
Work highlights
- Represented the sales agents in connection with the establishment of the at-the-market program for Xcel Energy, Inc. to sell up to an aggregate of $2.5 billion of its common stock from time to time through the sales agents.
- Advised the sale agents in connection with the American ElectricPower Company, Inc’s commencement of an at-the-market program to sell up to an aggregate offering price of $1.7 billion of AEP’s common stock from time to time through either the sale agents or forward counterparties, who will, at AEP’s request, borrow from third parties.
- Represented Cantor Fitzgerald & Co. in connection with the commencement of an $850 million ATM program for Guggenheim Strategic Opportunities Fund.
King & Spalding LLP
Spearheaded by the trio of Keith Townsend, Elizabeth Morgan, and Cal Smith, King & Spalding LLP is renowned for its vast knowledge in public and private offerings of debt and equity securities. With an offering focused on the issuer side, the practice handles all aspects of private placements and equity-linked securities. Based in Atlanta, Townsend and Smith each specialize in capital markets transactions and corporate governance matters, and Zachary Davis concentrates on secondary offerings and share repurchases. In New York, Elizabeth Morgan primarily represents investment banks and investors, while Houston’s Jonathan Newton is knowledgeable on SEC reporting obligations.
Practice head(s):
Keith Townsend; Elizabeth Morgan; Cal Smith
Other key lawyers:
Zachary Davis; Jonathan Newton; Heath Trisdale; Trevor Pinkerton; Kevin Manz; Laura Bushnell; Peter Schwartz; Zack Peffer
Key clients
Cantor Fitzgerald & Co.
Shimmick Corporation
General Motors Company
Novelis Inc.
Magnera Corporation
Shimmick Corporation
Fanatics Lids College
Work highlights
- Advised General Motors in the repurchase of $10 billion common stock.
- Advised Shimmick Corporation on its Nasdaq IPO.
- Advised Cantor Fitzgerald as sole underwriter and book-running manager in Lionheart Holdings’ $200 million NASDAQ IPO.
Kirkland & Ellis LLP
Showcasing a solid offering between the issuer and manager sides of equity offerings, Kirkland & Ellis LLP fields a team of specialists in high-yield notes offerings, sponsor-backed IPOs, and complex acquisition financings. The practice is highly regarded for representing private equity firms, portfolio companies, and underwriters, with Los Angeles-based Pippa Bond being an expert in corporate finance and securities issues, including leveraged buyouts. From Chicago, Robert Hayward is highly knowledgeable in corporate governance and SEC compliance measures, in Washington DC, Shagufa Hossain regularly assists investment banks with equity financing issues. Based in New York, Sophia Hudson concentrates on follow-on equity offerings, Joshua Korff predominantly focuses on acquisition finance and restructuring matters, and Christian Nagler stands out for his insight into exchange offers involving convertible securities. In Houston, Matthew Pacey and Julian Seiguer are also cited as integral contacts.
Other key lawyers:
Pippa Bond; Robert Hayward; Shagufa Hossain; Sophia Hudson; Joshua Korff; Christian Nagler; Matthew Pacey; Julian Seiguer; Rachel Sheridan; Monica Shilling; Sean Wheeler; Debbie Yee; Jennifer Wu; Tim Cruickshank; Julia Danforth; Sharon Freiman; Robert Goedert; Lanchi Huynh; Michael Keeley; Ross Leff; Michael Rigdon
Key clients
Allegion plc
Apax Partners LLP
Birkenstock Group B.V. & Co. KG
Bristol-Meyers Squibb Company
Carvana Co.
CCC Intelligent Solutions Inc.
Charter Communications, Inc.
Clayton, Dubilier & Rice
Crown Laboratories, Inc.
Eli Lilly & Company
Instructure Holdings, Inc.
Jefferies Finance LLC
Jones Lang LaSalle, Inc.
Kellanova
Renesas Electronics Corp.
Reverence Capital Partners
The Boeing Company
Webtoon Entertainment, Inc.
Wheels, Inc.
Work highlights
Latham & Watkins LLP
Boasting a strong track record of representing financial institutions and major companies, Latham & Watkins LLP has in-depth knowledge in handling multi-jurisdictional equity offerings for managers and overseeing preferred equity financings for issuers. Mainly covering the automotive, financial services, and therapeutics spheres, the team is highly regarded for its expertise in high-value IPOs and secondary offerings of Shares of Class Common Stock. Spearheaded from New York by Ian Schuman and Stelios Saffos, the former specializes in IPOs and follow-on offerings, while the latter is highly knowledgeable in complex structured equity and mezzanine financings. Also in New York, Marc Jaffe
stands out for his IPO experience, Rick Kline has experience of advising innovators in the tech space, while in Los Angeles, Greg Rodgers focuses on convertible notes offerings. Nathan Ajiashvili and Alison Haggerty are also noted for their insight into public and private equity offerings from their base in New York.
Practice head(s):
Ian Schuman; Stelios Saffos
Other key lawyers:
Marc Jaffe; Greg Rodgers; Rick Kline; Nathan Ajiashvili; Alison Haggerty; Benjamin Cohen; Salvatore Vanchieri
Key clients
Bank of America
Barclays
Citigroup
Fluence Energy, Inc.
Fractyl Health, Inc.
Goldman Sachs
JP Morgan Chase
Lineage
Morgan Stanley
Neuberger Berman
Reddit, Inc.
Smith Douglas Holdings LLC
The Blackstone Capital Opportunities Fund
Vroom, Inc.
Work highlights
- Represented Lineage Logistics, the world’s largest temperature-controlled warehouse real estate investment trust, in its US$5.1 billion initial public offering.
- Represented the underwriters in ArriVent BioPharma, Inc.’s US$175 million upsized initial public offering.
- Represented the underwriters in Instacart’s US$660 million initial public offering.
Mayer Brown
Frequently handling high-profile IPOs, SPAC transactions, and private equity investments, Mayer Brown International LLP is highly skilled in advising both issuers and managers, primarily from across the insurance and life sciences fields. The team is well versed in overseeing pre-IPO private placements, PIPE transactions, and at-the-market offerings, with the New York-based practice head Anna Pinedo specializing in hybrid offerings and complex de-SPAC transactions. Phyllis Korff is an experienced capital markets and securities lawyer, David Bakst primarily focuses on cross-border equity transactions, while Brian Hirshberg is knowledgeable on direct listings and mortgage market topics. Ali Perry stands out for her corporate governance work, and Milena Muradian is also cited as key.
Practice head(s):
Anna Pinedo
Other key lawyers:
Phyllis Korff; David Bakst; Brian Hirshberg; Ali Perry; Milena Muradian; Marc Leong
Key clients
BMO Capital Markets
BofA Securities, Inc.
Boeing
Capital One Financial Corporation (Designated Underwriters’ Counsel)
Citigroup Global Markets
Cenlar Capital Corp.
CPPIB
Dynex Capital, Inc.
Great Ajax Corp.
J.P. Morgan Securities
Mereo BioPharma Group
Morgan Stanley
National Bank of Canada
Piper Sandler & Co.
Protalix BioTherapeutics, Inc.
Raymond James & Associates, Inc.
R&Q Insurance
US Bancorp
Wells Fargo Securities
William Blair & Co.
Work highlights
- Advised Raymond James & Associates, as lead underwriter, in connection with Guardian Pharmacy Services, Inc.’s $128.8 million initial public offering (IPO) of 9.2 million shares of Class A Common Stock.
- Represented Dynex Capital, Inc. in connection with its at-the-market (ATM) offering program, which was upsized to 69,353,243 shares of common stock—35,468,000 shares of which remain available for sale—for aggregate proceeds of $437.7 million.
- Represented William Blair & Co., as underwriter, in connection with Powerfleet, Inc.’s PIPE offering of 20,000,000 shares of its Common Stock, for aggregate proceeds of $70 million.
McDermott Will & Emery LLP
Frequently navigating every stage of the capital raising process, including IPOs, follow-on offerings, and private placements, McDermott Will & Emery LLP showcases considerable strength in representing issuers. The practice is especially knowledgeable in PIPE transactions, skillfully leveraging its expertise in the advertising, gaming, and blockchain sectors. In Chicago, Eric Orsic co-heads the outfit, specializing in private securities transactions and secondary equity offerings, while the other lead in Washington DC Tom Conaghan is an expert in strategic investments. From New York, Bob Cohen focuses on bridge financings, and Dan Woodard is also cited as key.
Practice head(s):
Eric Orsic; Thomas Conaghan
Other key lawyers:
Bob Cohen; Heidi Steele; Dan Woodard; Richard Bass; Merrill Kraines; Todd Kornfeld
Key clients
Accel Entertainment
AdTheorent Holding Company, Inc.
Aon plc
Applied DNA Sciences, Inc.
Esousa Holdings LLC
Heritage-Crystal Clean, Inc.
Inhibikase Therapeutics, Inc.
Innovative International Acquisition
Intensity Therapeutics, Inc.
Interpace Biosciences
Lesaka Technologies
MaaT Pharma
Newcourt Acquisition Corp
REGENXBIO Inc.
RFA Management Company
Sensorion
Tether International
Vanda Pharmaceuticals
Work highlights
- Represented investor Esousa Holdings LLC in a $150 million common stock equity line financing with Mullen Automotive.
- Represented REGENXBIO Inc. (NASDAQ: RGNX), a leading clinical- stage biotechnology company seeking to improve lives through the curative potential of gene therapy, as special regulatory counsel, in connection with an underwritten upsized public offering of 4,565,260 shares of its common stock at the price of $23.00 per share and 1,521,740 pre-funded warrants at a price of $22.9999 per warrant.
- Represented Tether International, the creator of USDT (the largest stablecoin by capitalization), in a private investment in public equity (PIPE) transaction involving the purchase of ordinary shares and warrants issued by Bidteer Technologies Group for a total purchase price of $100 million.
Morgan, Lewis & Bockius LLP
Specializing in all aspects of capital market transactions, spanning from at-the-market programs to high-profile public offerings, Morgan, Lewis & Bockius LLP mainly concentrates on the energy, tech, financial services sectors. Covering both the issuer and underwriter sides, Philadelphia-based co-head Joanne Soslow is an expert in corporate and securities matters, while the other joint-lead Celia Soehner splits her time between Pittsburgh and New York. Based in Princeton and New York, David Schwartz focuses on M&A and finance transactions, while Philadelphia’s Justin Chairman routinely acts on behalf of public companies.
Practice head(s):
Celia Soehner; Joanne Soslow
Other key lawyers:
David Schwartz; Justin Chairman; Bryan Keighery; Albert Lung; Thurston Hamlette; Alexandra Good; Maria Sasinoski
Key clients
ANI Pharmaceuticals Inc.
American Water Works Service Company Inc
Artesian Resources Corporation
Barclays Capital Inc.
Bruker Corp.
B. Riley Securities Inc.
Cencora, Inc. (formerly named AmerisourceBergen)
Cohen & Company Capital Markets
CompoSecure, Inc.
Cowen and Company LLC, a division of J.V.B. Financial Group, LLC.
Cross Country Healthcare Inc
Designer Brands Inc.
Eastdil Secured Advisors LLC
Entergy Corporation
FirstEnergy Corporation
Freeman Spogli
GCT Semiconductor Inc.
Howard Hughes Holdings Inc.
NAPCO Security Technologies Inc.
Onconova Therapeutics Inc.
OneSpan, Inc.
Pearl Diver Credit Company Inc.
Platinum Equity
Publix Super Markets, Inc.
Virtus Investment Partners Inc.
Work highlights
- Represented Cencora, Inc. (formerly named AmerisourceBergen) in a registered public offering shares of its Common Stock pledged by Walgreens Boots Alliance in connection with the Selling Stockholder entering into prepaid variable share forward transactions for $1.6 billion Cencora.
- Acted as counsel for Entergy Corporation in its issuance of additional $1 billion in their at-the-market program (“ATM program”).
- Represented Platinum Equity as selling stockholder in a secondary public offering of 20.0 million shares of Class A Common Stock of Vertiv Holdings Co. for gross proceeds of $698.2 million.
Morrison Foerster
Covering a diverse array of at-the-market offerings, IPOs, and private placements, Morrison Foerster has extensive knowledge in representing issuers and selling shareholders. With particular expertise in the oil, real estate, and tech industries, the team has a strong track record in handling complex secondary offerings. Based in Washington DC, team leader Justin Salon is a specialist in corporate governance and securities law matters, while Andy Campbell predominantly focuses on capital markets transactions and equity-linked securities. In Austin, John Hensley is highlighted for his insights into general business matters.
Practice head(s):
Justin Salon
Other key lawyers:
Andy Campbell; John Hensley
Key clients
Alexandria Real Estate Equities, Inc.
Arm Holdings plc
Armada Hoffler Properties, Inc.
B. Riley Securities, Inc.
Boyd Gaming Corporation
Centuri Group, Inc.
Crinetics Pharmaceuticals, Inc.
Equity Lifestyle Properties, Inc.
Hines Global Income Trust, Inc.
KeyBanc Capital Markets Inc.
Krystal Biotech, Inc.
McKesson Corporation
onsemi
Piper Sandler & Co.
RE/MAX
RH
Southwest Gas Corporation
The Chemours Company
Upland Software, Inc.
Veeco Instruments Inc.
Virgo Investment Group LLC (Zippy Shell Incorporated)
Vonage Holdings Corp.
Work highlights
- Represented Centuri Holdings in its April 2024 IPO, with proceeds of approximately $354 million.
- Advised Alexandria Real Estate Equities on the establishment of a new ATM program, which will allow the company to raise up to $1.5 billion in offerings of common stock.
- Represented Crinetics Pharmaceuticals in connection with its $350 million private placement of common stock, its $350 million at-the-market (ATM) offering of common stock, and its $500 million public offering of common stock.
Nelson Mullins Riley & Scarborough LLP
With in-depth knowledge in all aspects of SPAC mergers- primarily in the mining and biotech sectors- Nelson Mullins Riley & Scarborough LLP leverages its multi-jurisdictional expertise across the Caribbean, European, and Asian markets. Operating out of Washington DC, Jonathan Talcott specializes in all elements of IPOs and follow-on offerings in the banking, financial tech, and crypto spheres, while Andrew Tucker is an expert in corporate and securities matters. In Raleigh, David Mannheim predominantly focuses on private placements and public offerings, Atlanta’s Michael Rafter is knowledgeable on REITs, and Peter Strand is also highlighted as key.
Practice head(s):
Jonathan Talcott
Other key lawyers:
Andrew Tucker; David Mannheim; Michael Rafter; Peter Strand; Mike Bradshaw; Rebekah McCorvey; Kaylen Loflin; Justin Blair; Adam Marshall; Zalak Raval; Kathryn Simons
Key clients
Thunder Bridge Capital Partners IV, Inc.
Robinson Aircraft Ltd., d/b/a Horizon Aircraft
United Homes Group, Inc.
CURRENC Group Inc
ProSomnus, Inc.
AppTech Payments Corp.
TD Cowen
GraphJet Sbn Bhd
Aura FAT Projects Acquisition Corp.
Longevity Biomedical, Inc.
Monroe Capital Corporation
Piper Sandler & Co.
B. Riley Securities, Inc.
United Community Banks, Inc.
Amalgamated Financial, Inc.
Smart Stop Self Storage REIT, Inc.
The Benchmark Company LLC
Roth Capital Partners
Trump Media & Technology Group Corp
Brookline Capital Markets
Jackson Investment Group, LLC
Melodeon Capital
Cartiga
PSQ Holdings, Inc.
Work highlights
- Represented Graphjet Technology in a $1.49 billion business combination transaction with Energem Corp., allowing Graphjet to become a publicly traded company.
- Represented Abpro Corporation in the merger with a special purpose acquisition corporation (SPAC), Atlantic Coastal Acquisition Corporation II, resulting in an implied equity valuation of $500 million.
- Represented the Sales Agents in a $200 million at-the-market (ATM) equity offering for NuScale Power Corporation.
O'Melveny
O'Melveny specializes in advising both issuers and underwriters within the energy, real estate, and pharma industries, routinely covering public equity offerings and PIPE financing transactions. The firm’s California-based capital markets lawyers work closely with the New York, Texas, and Washington DC offices, delivering bespoke advice to domestic and international corporations. In New York, team lead Jeeho Lee is a private placements and debt offerings expert, in Newport Beach, Shelly Heyduk focuses on securities regulatory work, and San Francisco’s Brophy Christensen is knowledgeable in complex exchange offers.
Practice head(s):
Jeeho Lee
Other key lawyers:
Shelly Heyduk; Brophy Christensen; Ryan Coombs
Key clients
Liberty Media Corporation
Atlanta Braves Holdings, Inc.
Work highlights
- Advised Atlanta Braves Holdings, Inc., the ultimate owner of the Atlanta Braves Major League Baseball Club and its associated mixed-use real estate development, on the pricing of the previously announced secondary public offering of 1,811,066 shares of its Series C common stock.
- Advised Liberty Media on its entry into definitive agreements with Sirius XM Holdings Inc., the leading audio entertainment company in North America, to combine Liberty Media’s LibertySiriusXM tracking stock group with SiriusXM to create a new public company (New SiriusXM), which will continue to operate under the Sirius XM name and brand.
Paul Hastings LLP
Paul Hastings LLP has extensive expertise in IPOs for common stock shares, acting on behalf of issuers and underwriters mainly focused on the oil and gas, chemicals energy transition, and infrastructure spheres. The team routinely represents investment banks, public companies, and venture capital funds, with New York-based Frank Lopez heading the firm’s global securities and capital markets practice. Also operating out of New York, Colin Diamond has vast knowledge in registered equity offerings, private placements, and convertible bond offerings, with Seo Salimi standing out for his. work in cross-border capital market transactions in the life sciences field.
Practice head(s):
Frank Lopez; Colin Diamond; Eric Sibbitt; Jeff Hartlin; Seo Salimi; David Ambler
Key clients
Goldman Sachs
J.P. Morgan Securities
Morgan Stanley
Jefferies
Barclays
BofA Securities
Piper Sandler and Co.
TD Securities (USA) LLC
Guggenheim Securities Inc.
Leerink Partners, LLC
Cantor Fitzgerald & Co.
Oppenheimer & Co.
Wells Fargo
Viking Therapeutics
Kyverna Therapeutics
Genesis Energy
SilverBox Corp IV
Innovex Downhole Solutions, Inc.
Kayne Anderson BDC, Inc.
Varonis Systems, Inc.
Amentum
Heidrick & Struggles
Moody’s
Work highlights
- Represented Viking Therapeutics, Inc., as issuer, in its USD $632.5 million follow-on public offering of its common stock.
- Represented Kyverna Therapeutics, Inc., as issuer, in its upsized initial USD $366.9 million public offering.
- Advised Goldman Sachs & Co. LLC, J.P. Morgan, TD Cowen, and Stifel as joint bookrunning managers in connection with Syndax Pharmaceuticals’ USD $230 million public offering.
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Mainly engaging with domestic and international corporations across the telecoms, financial services, and energy industries, the Paul, Weiss, Rifkind, Wharton & Garrison LLP outfit showcases abundant knowledge on all aspects of IPOs and high-profile offerings of common stock. Solely focusing upon the issuer side, the global co-chair of finance and capital markets, Gregory Ezring is highly knowledgeable in debt restructurings and public equity offerings. Brian Janson is an expert in leveraged finance transactions and corporate governance proceedings, while John Kennedy represents both issuers and underwriters in private securities offerings. Timothy Cruickshank specializes in exchange offers, while Luke Jennings is also noted as key. All lawyers mentinoed are in New York.
Other key lawyers:
Gregory Ezring; Brian Janson; John Kennedy; Timothy Cruickshank; Luke Jennings; Christodoulos Kaoutzanis
Key clients
Apollo Global Management
Rocket Companies
General Electric Company
Savers Value Village
Rackspace Technology
General Atlantic
3G Capital
Clear Secure
Dana
PlayAGS
RXO
Sun Country Airlines
Hawaiian Electric Industries
Driven Brands
Alignment Healthcare
Work highlights
Pillsbury Winthrop Shaw Pittman LLP
Showcasing extensive strength in the tech and life sciences fields, Pillsbury Winthrop Shaw Pittman, LLP routinely assists domestic and international managers in complex secondary offerings and securities transactions. Operating out of Silicon Valley, two of the co-leads Davina Kaile and Gabriella Lombardi specialize in all aspects of IPOs, de-SPACs, and tender offers, while the other joint head David Baxter mainly handles securitizations and debt financings from his base in New York. Also in New York, there is equity offerings expert Jeffrey Delaney and Stephen Ashley, who concentrates on corporate governance proceedings primarily.
Practice head(s):
David Baxter; Davina Kaile; Gabriella Lombardi
Other key lawyers:
Jeffrey Delaney; Stephen Ashley; Julie Park
Testimonials
‘Excellent team that delivers curated, thoughtful and pointed feedback to clients’
Key clients
TD SYNNEX
Nikola Corporation
Invitae Corporation
Vincerx Pharma, Inc.
EMCORE Corporation
AT&T Inc.
Concession Financial Holdings, LLC; IFM Investors; ITR Concession Company LLC
Gorilla Technology Group Inc.
Incyte Corporation
Work highlights
Ropes & Gray LLP
Routinely supporting investment banks, private equity sponsors, and multinational companies, Ropes & Gray LLP has vast experience of handling high-value IPOs and complex follow-on offerings. The practice is particularly active across the life sciences, biopharma, and financial services sectors, with the firm’s lawyers being especially well versed in the full range of equity corporate financing transactions. Leading from New York, both Craig Marcus and Paul Tropp specialize in representing both issuers and managers in transactions involving convertible, high-yield, and investment-grade bonds, alongside private placements. From Boston, Paul Kinsella predominantly focuses on securities offerings and governance matters, while in New York, Faiza Rahman is highly knowledgeable on acquisition finance and PIPEs, and Rachel Phillips mainly concentrates on equity and debt securities. Boston’s Thomas Fraser is also highlighted as key for his insight into strategic transactions and joint ventures.
Practice head(s):
Craig Marcus; Paul Tropp
Other key lawyers:
Paul Kinsella; Faiza Rahman; Rachel Phillips; Thomas Fraser; Tara Fisher
Key clients
Novavax Inc.
Cullinan Therapeutics Inc.
Foghorn Therapeutics Inc.
LifeStance Health Inc.
Hayward Holdings
Surgery Partners Inc.
iTeos Therapeutics Inc.
TPG Capital LP
American Industrial Partners
Bain Capital LP N
Work highlights
A&O Shearman
Mainly specializing in the life sciences, healthcare, and energy industries, A&O Shearman acts for issuers and underwriters in multi-jurisdictional private placements, secondary offerings, and IPOs. The firm’s expertise extends to at-the-market offerings and financing transactions, with Ilir Mujalovic heading the practice from New York and focusing on SPACs and convertible bond issues. From Silicon Valley, Christopher Forrester assists investment banks and major sponsors, while New York’s Harald Halbhuber is a debt restructuring expert. Located in Houston, Bill Nelson is knowledgeable in cross-border securities offerings, and Taylor Landry is also highlighted as key.
Practice head(s):
Ilir Mujalovic
Other key lawyers:
Chris Forrester; Harald Halbhuber; Bill Nelson; Taylor Landry; Ilya Mamin; Stella Sun; Katya Bogdanov
Key clients
BofA Securities
Leerink Partners
Evercore ISI
RBC Capital Markets
TD Cowen
Piper Sandler
Wedbush PacGrow
Needham & Company
Truist Securities
Morgan Stanley
Silverbow Resources Inc.
GMS Ventures and Investments
Stifel, Nicolaus & Company, Incorporated
Mizuho Securities USA LLC
Next Insurance, Inc.
J.P. Morgan
Citigroup
Work highlights
- Advised the underwriters in connection with the upsized USD207 million initial public offering of Ceribell, Inc.
- Advised the joint book-running managers, in connection with the USD403.7 million follow-on equity offering of Bruker Corporation.
- Advised the joint book-running managers, in connection with the USD201 million follow-on equity offering of PROCEPT BioRobotics Corporation.
Sidley Austin LLP
With global chair Samir Gandhi leading the team, Sidley Austin LLP has extensive experience of overseeing secondary public offerings and complex IPOs, predominantly on behalf of domestic and international underwriters. The practice is well versed in at-the-market equity programs and refinancings, with Ghandi being an expert in private placements and corporate governance matters. With the whole team based in New York, Edward Petrosky focuses on follow-on common stock offerings, Johnny Skumpija stands out for his knowledge in liability management transactions, while Robert Ryan is also highlighted as a key contact.
Practice head(s):
Samir Gandhi
Other key lawyers:
Edward Petrosky; Johnny Skumpija; Robert Ryan
Work highlights
Simpson Thacher & Bartlett LLP
Representing a broad base of international and domestic issuer and manager clients, Simpson Thacher & Bartlett LLP heavily specializes in the whole spectrum of equity-linked and debt securities offerings, in addition to high-value IPOs. The team shows strength in managing multiple offerings of ordinary and common shares, with the main focus being on the aviation, energy, and retail industries. The practice is led by Joshua Ford Bonnie, Roxane Reardon, and Kenneth Wallach, with the Washington DC-based former being an expert in counselling companies on complex spin-offs and strategic transactions. From New York, Reardon and Wallach bring vast experience in handling single-tranche convertible note offerings and corporate finance transactions to the outfit, while David Azarkh predominantly concentrates on leveraged buyouts. In Palo Alto, William Brentani is a general securities expert, and John Ericson and Richard Fenyes both concentrate on restructurings, debt capital markets transactions, and acquisition finance. All lawyers are New York-based unless otherwise mentioned.
Practice head(s):
Joshua Ford Bonnie; Roxane Reardon; Kenneth Wallach
Other key lawyers:
David Azarkh; William Brentani; Mark Brod; John Ericson; Richard Fenyes; Joe Kaufman; Edgar Lewandowski; Heidi Mayon; Arthur Robinson; Brian Rosenzweig; Marisa Stavenas; Sunny Cheong; Will Golden; Hui Lin; John O’Connell; Jonathan Ozner
Key clients
AEP American Electric Power Co.
Ambipar Participacoes e Empreendimentos S.A.
Asahi Group Holdings, Ltd.
Banco De Credito E Inversiones
Barclays Capital Inc.
Blackstone Credit
BrightSpring Health Services, Inc.
BrightView
Citigroup Global Markets Inc.
Cohen & Steers Capital Management, Inc.
Compass Group Holdings PLC
Flutter Entertainment plc
Gates Industrial Corporation plc
Goldman Sachs & Co. LLC
Goldman Sachs Asia Limited
J.P. Morgan Securities LLC
Kokusai Electric Corporation
Morgan Stanley
Morgan Stanley MUFG Securities Co., Ltd.
Rosebank Industries plc
Royal Bank Of Canada
Sixth Street Partners
SMBC Nikko Securities Inc.
Tailored Brands, Inc.
TD Bank
Waystar
Wells Fargo Securities, LLC
Yalla Group Limited
Zenvia Inc.
Work highlights
- Represented Waystar Holding Corp. (“Waystar”) in connection with its $1.1 billion initial public offering of common stock. Shares of Waystar Holding Corp. are now listed on The Nasdaq Global Select Market under the ticker symbol “WAY.”
- Represented BrightSpring Health Services, Inc., a portfolio company of Kohlberg Kravis Roberts & Co. L.P., in connection with its $1.1 billion initial public offering of common stock and its concurrent public offering of 6.75% tangible equity units.
- Represented the underwriters, led by Morgan Stanley & Co. LLC and J.P. Morgan Securities LLC, in connection with the $819.7 million initial public offering of Astera Labs, Inc. (“Astera Labs”).
Skadden, Arps, Slate, Meagher & Flom LLP
With the New York-based duo of David Goldschmidt and Michael Zeidel leading the team, the Skadden, Arps, Slate, Meagher & Flom LLP team advises both issuers and managers on all elements of high-value joint ventures, complex secondary equity offerings, and IPOs. The firm’s practice routinely provides both US and local law knowledge in the UK, China, and Brazil, frequently representing investment banks and private equity funds. The practice has considerable industry-specific experience across the clean tech, consumer products, and energy industries, with Goldschmidt being an expert in private placements of debt and equity securities, and Zeidel focuses on high-yield and investment grade securities. Ryan Dzierniejko is highly knowledgeable on venture capital financings; while splitting his time between Palo Alto and Los Angeles, Gregg Noel mainly oversees private placements and dispositions. Palo Alto’s Thomas Ivey stands out for his securities law focus, and both Gregory Fernicola and Michael Hong are also highlighted as integral members. All mentioned lawyers are New York based unless otherwise stated.
Practice head(s):
David Goldschmidt; Michael Zeidel
Other key lawyers:
Ryan Dzierniejko; Gregg Noel; Gregory Fernicola; Thomas Ivey; Michelle Gasaway; Michael Hong; Michael Schwartz; Dwight Yoo
Key clients
Adobe, Inc.
Bowhead Specialty Holdings Inc.
Capital Group Companies
Coty
First Quantum Minerals
Intel Corporation
Jane Street Group
Keurig Dr Pepper Inc.
Las Vegas Sands Corp.
Lucid Group, Inc.
Metals Acquisition Limited
NGL Energy Partners
New York Community Bancorp, Inc.
PayPal Holdings, Inc.
Pershing Square USA, Ltd.
Recurrent Energy
SharkNinja, Inc.
Squarespace, Inc.
TD Securities Inc
Underwriters Laboratories Inc.
Viking Holdings Ltd.
Work highlights
- Represented Intel in the capital markets financing of its $11 billion joint venture with Apollo Global Management, Inc. involving Intel’s Fab 34 semiconductor manufacturing facility in Leixlip, Ireland.
- Represented First Quantum Minerals on a $1.15 billion equity raise – one of the largest equity bought deal financings by a Canadian miner in the last decade.
- Advised Citi on three recent issuances of preferred stock in 2024: $1.5 billion in July 2024, $1.75 billion in May and $550 million in February, more than any other issuer, according to data from UBS.
Vinson & Elkins LLP
Striking a solid balance between the issuer and manager sides, Vinson & Elkins LLP is especially active in supporting domestic and international clients from across the energy, finance, and pharma industries, mainly concentrating on IPOs and follow-on equity offerings. The practice is jointly led from Houston, with Sarah Morgan and Doug McWilliams each specializing in complex capital markets transactions and preferred equity investments. Based out of Houston and Denver, Ramey Lane is an expert on securities law and M&A, while in Dallas, Katherine Frank is highly knowledgeable on corporate finance and general corporate representation. Also in Houston, David Oelman and Mike Telle are highlighted for their capital raising work.
Practice head(s):
Sarah Morgan; Doug McWilliams
Other key lawyers:
Ramey Layne; David Oelman; Mike Telle; Katherine Frank; Jackson O’Maley; Scott Rubinsky; Thomas Zentner
Key clients
Antero Resources Corporation / Antero Midstream Corporation
Crescent Energy Company
Ellington Financial Inc.
Enviva Inc.
EZCORP, Inc.
Group 1 Automotive, Inc.
HF Sinclair Corporation
Kinetik Holdings Inc.
LandBridge Co LLC
Lexicon Pharmaceuticals, Inc.
MN8 Energy, Inc.
Nabors Energy Transition Corp. II
Permian Resources Corporation
Plains All American Pipeline, L.P.
Sitio Royalties Corp.
Southwest Airlines Co.
Sunoco LP
Tallgrass Energy Partners, LP
Targa Resources Corp.
Vital Energy, Inc.
Bank of America Corporation / Bank of America Securities LLC / BofA Securities, Inc. /Merrill Lynch & Co.
Barclays Capital Inc.
BBVA
Citigroup Global Markets, Inc.
Cowen and Company, LLC
Credit Suisse Securities (USA) LLC
Deutsche Bank Securities, Inc.
Goldman Sachs & Company / Goldman Sachs International
Jefferies
JMP Securities LLC
J.P. Morgan Securities LLC
KeyBanc Capital Markets
Lazard Freres & Co.
Morgan Stanley / Morgan Stanley & Co. LLC / Morgan Stanley Capital Group, Inc.
MUFG Bank, Ltd.
Raymond James
RBC Capital Markets, LLC
Stifel, Nicolaus & Company, Incorporated
UBS Securities LLC
Wells Fargo Securities, LLC
Work highlights
Weil, Gotshal & Manges LLP
Headed by the New York-based duo of Alexander Lynch and Michael Hickey, the ‘very responsive, knowledgeable, and collaborative’ Weil, Gotshal & Manges LLP team has in-depth expertise in advising both issuers and managers on complex IPOs, follow-on equity offerings, and private placements. The team frequently draws upon its considerable multi-jurisdictional capabilities, predominantly with North America and the Middle East, overseeing acquisition financings and equity-linked securities. The ‘incredibly hands-on and engaged’ Lynch specializes in strategic investments and major equity capital markets transactions, while Hickey has extensive experience in managing tender and exchange offers. Also in New York, Merritt Johnson stands out for his leveraged buyout and liability management transactions work, Heather Emmel is well versed in public and private mergers, and Ashley Butler is highlighted for handling private and public issuances of securities on behalf of sponsors and underwriters.
Practice head(s):
Alex Lynch; Michael Hickey
Other key lawyers:
Merritt Johnson; Heather Emmel; Ashley Butler
Testimonials
‘Very responsive, knowledgeable and collaborative.’
‘Alex Lynch – incredibly hands-on and engaged; cares about the client and work product; very even temperament.’
Key clients
Acacia Research Corporation
Air Methods Corporation
Allego N.V.
AMC Entertainment Inc.
ASP BB Holdings LLC
Blue Bird Corporation
Cedar Fair, L.P.
Core Scientific Inc.
Dun & Bradstreet Holdings, Inc.
First Watch Restaurants, Inc.
Goldman Sachs
J.P. Morgan
Mizuho Securities USA Inc.
Morgan Stanley
Ontario Teachers’ Pension Plan Board
Portillo’s Inc.
RBC Capital Markets, LLC
Thomas H. Lee Partners, L.P.
TPG Inc.
Work highlights
- Advised Morgan Stanley, as underwriter, in a $2.9 billion block trade of approximately 100,000,000 (including exercise of overallotment) shares of common stock of Keurig Dr Pepper Inc., a North American producer of flavored (non-cola) carbonated soft drinks, non-carbonated beverages, including enhanced and flavored water, ready-to-drink tea and coffee, juice, juice drinks, mixers and specialty coffee, and a producer of single serve brewing systems, by JAB BevCo B.V. and a concurrent repurchase of 35,000,000 shares of common stock by Keurig Dr Pepper Inc.
- Advised Goldman Sachs, J.P. Morgan and a major financial institution, as the lead underwriters, in a $1.1 billion initial public offering (including the full exercise of the underwriters’ over-allotment option) of UL Solutions Inc.
- Advised Ontario Teachers’ Pension Plan Board, as selling shareholder, in a $723 million block trade sale of subordinate voting shares of GFL Environmental Inc., a provider of solid waste, infrastructure & soil remediation, and liquid waste management services in Canada and southeastern Michigan.
White & Case LLP
Leveraging the expertise of its equity capital markets lawyers across the New York, Miami, Washington DC, and Los Angeles offices, White & Case LLP specializes in all aspects of equity transactions, ranging from high-profile IPOs, de-SPAC business combinations, and convertible note offerings. The practice consistently represents both issuers and managers in complex secondary offerings, whilst demonstrating a strong focus on the pharma, tech, and AI sectors. Operating from New York, Gary Kashar acts as the regional section head of the capital markets outfit, Joel Rubinstein primarily concentrates on follow-on offerings and SPAC transactions, and Elliott Smith is knowledgeable in corporate and securities matters. Jessica Chen stands out for her work on private placements, while Laura Katherine Mann assists investment banks and investors. A.J. Ericksen and Jason Rocha are both also cited as integral players.
Practice head(s):
Gary Kashar
Other key lawyers:
Joel Rubinstein; Elliott Smith; Jessica Chen; Laura Katherine Mann; A.J. Ericksen; Jason Rocha
Testimonials
‘The team is very knowledgeable and creative and looks at issues from a global cross-jurisdictional standpoint, understanding the needs of international clients.’
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Key clients
Barclays Capital Inc.
Centurion Acquisition Corp.
Citigroup Global Markets Inc.
Eaton Corporation
EchoStar Corporation
Falcon’s Beyond Global LLC
Goldman Sachs & Co. LLC
Graf Global Corp. LLC
Guggenheim Partners
Helix Acquisition Corp. II
J.P. Morgan Securities LLC
Kimbell Royalty Partners, LP
Kite Pharma, Inc.
Marti Technologies, Inc.
Maxeon Solar Technologies, Ltd.
Oppenheimer & Co. Inc.
Prospector Capital Corp.
Saudi Arabian Oil Company
Screaming Eagle Acquisition Corp.
TotalEnergies
Wells Fargo Securities, LLC
Work highlights
Willkie Farr & Gallagher LLP
Boasting a strong track in complex IPOs and capital securities offerings, the Willkie Farr & Gallagher LLP practice leverages its solid cross-border capabilities when being instructed by domestic and international issuers. The team is spearheaded by the trio of Gregory Astrachan, Edward Best, and Cristopher Greer in New York, each specializing in public and private offerings of equity-linked securities and major M&A transactions. Operating out of Chicago and New York, John Ablan primarily concentrates on de-SPAC transactions, Anne Barrett is a corporate governance expert, while Jennifer Carlson stands out for her follow-on offerings knowledge.
Practice head(s):
Gregory Astrachan; Edward Best; Cristopher Greer
Other key lawyers:
John Ablan; Anne Barrett; Jennifer Carlson; Susan Rabinowitz
Work highlights
- Represented Ingram Micro Holding Corporation, a leading technology company for the global information technology ecosystem, in its initial public offering that raised approximately $409 million and values the company at over $5 billion.
WilmerHale
Drawing upon strong multi-jurisdictional capabilities- predominantly with Europe- the WilmerHale team is ‘calm under pressure’ when handling IPOs, follow-on public offerings, and complex SPAC transactions. Representing both issuers and managers, the practice shows a special focus on the medtech and medical industries, with the New York-based duo of Brian Johnson and Lisa Firenze leading the outfit. In Boston, Stuart Falber regularly counsels mature public companies and investment banks, and Molly Fox is a corporate finance expert, while Craig Hilts is knowledgeable on convertible debt offerings. Also in Boston, Cynthia Mazareas and Caroline Dotolo are also noted as key.
Practice head(s):
Brian Johnson; Lisa Firenze
Other key lawyers:
Stuart Falber; Molly Fox; Craig Hilts; Cynthia Mazareas; Caroline Dotolo; Scott Lunin
Testimonials
‘Scott Lunin is a thorough subject matter expert. Feel completely confident in his counsel. And he takes the time to explain complex matters. Had helped get through unique matters with NASDAQ.’
Key clients
Medtronic, Inc.
State Street Corporation
MKS Instruments, Inc.
Analog Devices, Inc.
Thermo Fisher Scientific
Agios Pharmaceuticals
MicroStrategy Incorporated
Casella Waste Systems, Inc.
McCormick & Company, Incorporated
Choice Hotels International, Inc.
Eastman Chemical Company
Dyne Therapeutics
Arvinas
Ocular Therapeutix, Inc.
Nuvalent, Inc.
Astria Therapeutics, Inc.
Solid Biosciences
Xilio Therapeutics, Inc.
KALA BIO
Karyopharm Therapeutics
Work highlights
- Advised Medtronic in its public offering of €850 million aggregate principal amount of 3.650% Senior Notes due 2029, €850 million aggregate principal amount of 3.875% Senior Notes due 2036, €600 million aggregate principal amount of 4.150% Senior Notes due 2043 and €700 million aggregate principal amount of 4.150% Senior Notes due 2053.
- Advised Thermo Fisher Scientific as US special counsel in connection with its inaugural offer and sale of CHF-denominated bonds, in an offering that was the largest issuance by a foreign issuer of Swiss franc bonds in seven years, worth CHF $1.07 billion.
- Advised Agios Pharmaceuticals, Inc. (Nasdaq: AGIO), in its agreement to sell its rights to its 15% royalty on potential $1 billion US net sales of Servier’s vorasidenib to Royalty Pharma.
Winston & Strawn LLP
Being renowned specialists in SPAC mergers in the medical devices and gaming sectors, alongside overseeing high-profile public offerings and IPOs, Winston & Strawn LLP acts on both the issuer and underwriter sides. The practice draws upon its cross-border capabilities with Asian and Caribbean markets, while the team co-head Mike Blankenship stands out for his knowledge on capital markets offerings from his base in Houston. Also leading the outfit, New York-based David Sakowitz primarily concentrates on private placement transactions, and Chicago-based Keerthika Subramanian represents key clients including investment banks and portfolio companies, as well as displaying strength in the consumer products space.
Practice head(s):
Mike Blankenship; David Sakowitz
Other key lawyers:
Keerthika Subramanian; Charlie Haag; Justin Hoffman; Justin Reinus; Ben Smolij; Jacob Tabman; John Niedzwiecki; Jennifer Taylor Ybarra; Alexandra Santana; Jeremy Spankowski
Key clients
AlphaVest Acquisition Corp.
BofA Securities
Braiin Limited
Clear Street LLC
Digital Virgo
dMY Technology Group Inc
Docter Inc.
Ducommun Incorporated
Dune Acquisition Corporation (Nasdaq: DUNE)
D. Boral Capital LLC
Estrella Biopharma, Inc.
Fathom Digital Manufacturing Corporation (formerly NYSE: FATH)
Goldman Sachs & Co.
Groupon, Inc. (Nasdaq: GRPN)
Healthwell Acquisition Corp. I (Nasdaq: HWEL)
Investcorp AI Acquisition Corp.
Jefferies & Company, Inc.
Titan Partners
NexPoint Advisors
Oppenheimer & Co.
Picard Medical Inc.
Quantum FinTech Acquisition Corporation (NYSE: QFTA)
Revere Securities LLC
Rubicon Technologies, Inc.
DigiAsia Ltd.
U.S. Tiger Securities, Inc.
Work highlights
- Representing RF Acquisition Corp. (NASDAQ: RFAC), a publicly traded special purpose acquisition company, in its announced definitive business combination with Grand Centrex Limited, one of Asia’s leading video game distributors and publishers.
- Represented Stonebridge Acquisition Corp. (Nasdaq: APAC), an Asia-Pacific-focused publicly traded special purpose acquisition company, in connection with the closing of its $500 million business combination agreement with DigiAsia Bios Pte Ltd., Indonesia’s Embeddable “”Fintech-as-a-Service”” company.
- Represented NexPoint Real Estate Finance, Inc. (NYSE: NREF) in a continuous public offering of up to 16,000,000 shares of its new designated 9.0% Series B Cumulative Redeemable Preferred Stock (the “Series B Preferred Stock”) at a price to the public of $25.00 per share, for gross proceeds of $400 million.