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ARTICLE · 31 MAY 2019

Federal Register: CFTC Proposes Changes To DCO Regulations

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A CFTC proposal amending regulations to "enhance certain risk management and reporting obligations" was published in the Federal Register.

United StatesFinance and Banking

A CFTC proposal amending regulations to "enhance certain risk management and reporting obligations" was published in the Federal Register. The proposal would also "clarify the meaning of certain provisions, simplify processes for registration and reporting, and codify existing relief and guidance." As previously covered, the extensive proposal is the result of Commission review of the regulatory framework of derivatives clearing organizations ("DCO") under CFTC Project KISS (the agency initiative to simplify and modernize agency regulations).

Comments must be received by July 15, 2019.

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