11,473 results found

Since 2008, financial instruments starting with a "C" and ending with an "O" have been treated with suspicion. But should the same apply to CFOs? The main purpose of a CFO is to generate liquidity...

The correction was published in the Federal Register.

FINRA notified members that it will assess and collect an accounting support fee of $10,022,000 to fund the current annual budget of the Governmental Accounting Standards Board.

FINRA notified members that it will assess $8,935,500 to fund the annual budget of the Governmental Accounting Standards Board ("GASB").

IOSCO published a survey that identified audit committee practices that could improve the quality of audits at publicly listed entities.

FIA PTG Encourages CFTC To Approve ICE Futures' Pre-Hedging Proposal

The Federal Reserve Board, with the approval of Treasury, extended the expiration date, from December 31, 2020 to March 31, 2021.

The SEC, MSRB and FINRA opened registration for the Compliance Outreach Program for Municipal Advisors.

SEC Associate Director of Enforcement Stephen L. Cohen will be leaving the agency at the end of the month.

A subsidiary of the Industrial and Commercial Bank of China Limited agreed to settle SEC charges of lending "pre-released" American Depositary Receipts ("ADRs").

An SEC proposal that would tailor mutual fund and exchange-traded fund disclosures to the needs of retail investors was published in the Federal Register.

The SEC published in the Federal Register a final rule designed to "modernize, simplify, and enhance" Regulation S-K financial disclosure requirements.

The Investor Advisory Committee will (i) discuss investor protection priorities for 2017, and (ii) provide an update on its response to the rulemaking mandate...

The SEC rule mandating that the appointment or removal of a Public Company Accounting Oversight Board ("PCAOB") hearing officer be subject to agency approval was published in the Federal Register.

An SEC proposal to establish a process for registered security-based swap ("SBS") dealers and major SBS participants applying for relief from the prohibition ...

Comments must be submitted by March 15, 2019.

The SEC proposal allowing issuers to communicate with potential investors to determine whether such investors ...