A CFTC final rule updating the swap execution facility regulatory regime was published in the Federal Register. The final rule will go into effect on February 16, 2021.
See previous coverage for more information on how the rulemaking addresses operational issues faced by SEFs and their market participants in relation to audit trail data, financial resources and chief compliance officer requirements.
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The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
