ArticleA股科创板研究系列:有关表决权差异制度的小结美国在上世纪20年代出现了AB股制度,并在1988年允许同股不同权的企业上市。AB股制度,即为双重股权制度,不同于传统公司法项下的"一股一权"原则ChinaCorporate/Commercial LawDeHeng Law Offices
Article金诚同达保险新规速递2026年第一期(中英双语)China's financial regulatory authorities have issued seven major policy documents covering banking and insurance license management, administrative licensing procedures, consumer complaint handling, digital finance development, data security enhancement, technology insurance expansion, and low-altitude economy insurance frameworks.ChinaInsuranceJincheng Tongda & Neal
ArticleAMAC To Update Rules On Fund Filing And Manager RegistrationOn December 30, 2022, the Asset Management Association of China ("AMAC") issued a consultation draft of the Measures for Registration and Filing of Private Investment Funds (《私募投资基金登记备案办法 (征求意见稿)》)...ChinaFinance and BankingHan Kun Law Offices
Article 从一起360公司私有化引发的仲裁案看基金管理人的责任 作者 | 刘洪川 严放 王世佳根据《证券投资基金法》等相关规定,私募基金管理人对投资者负有信义义务,一般认为信义义务主要包括忠实义务和勤勉义务。ChinaFinance and BankingAnJie Broad Law Firm
Article《证券法》要点解读(下)内幕交易屡禁不止,主要是因规范内幕交易行为的上位法缺位,内幕交易概念和内幕信息知情人界定不清,惩罚力度不够。新证券法基于人工ChinaCorporate/Commercial LawDeHeng Law Offices
Article解读《互联网保险业务监管办法(征求意见稿)》2020年9月28日,银保监会下发《关于<互联网保险业务监管办法(征求意见稿)>公开征求意见的通知》,就《互联网保险业务监管办法(征求意见稿ChinaInsuranceAnJie Broad Law Firm
Article当备用信用证约定适用UCP时的定性和法律适用问题When a standby letter of credit explicitly stipulates that it is issued under UCP600, how should Chinese courts identify its legal nature and apply the law? This article examines divergent judicial approaches...ChinaFinance and BankingJincheng Tongda & Neal
ArticleLegal Principles Of Permanent Termination Of Payment Under Independent Guarantees By Chinese Courts: A Review Of Chinese Law And Supreme Court Cases (Part One)China's Supreme People's Court has established strict legal standards for terminating payment under independent guarantees and standby letters of credit, requiring proof of beneficiary fraud with malicious intent...ChinaFinance and BankingJincheng Tongda & Neal
ArticleFiling-based System For Overseas Listing (IV) – Legal VerificationIn the process of overseas offering and listing of domestic enterprises so far, it is necessary for the listing intermediaries (the "Intermediaries") to conduct due diligence on all aspects of the issuer. ChinaCorporate/Commercial LawHan Kun Law Offices
Article浅谈专利在证券化过程中作为基础资产的适合性证券化的主要目的是通过...ChinaIntellectual PropertyCCPIT Patent and Trademark Law Office
Article保险资金投资S基金相关法律合规问题(一)S基金(Secondary Fund),也称二级市场基金...ChinaFinance and BankingAnJie Broad Law Firm
Article银团贷款业务管理办法解读分析与合规建议近年来,在"全面加强金融监管"的总基调下,国家金融监督管理总局(以下简称"金融监管总局")全面推进各项金融立法工作,为防范化解金融风ChinaFinance and BankingAnJie Broad Law Firm
ArticleA New Era For Regulatory Margins For Derivatives TransactionsFollowing the economic and financial crisis in 2007, in view of the significant weakness in the resiliency of banks and other market participants to financial and economic shocks, in particular from over-the-counter (OTC) derivatives transactions...ChinaFinance and BankingHan Kun Law Offices
Article科创板制度解读系列之(五)同时,上交所还将建立对上市委委员的举报监督机制,并对涉嫌违反相关规定的上市委员会委员进行调查。ChinaFinance and BankingDeHeng Law Offices
Article美国上市后持续融资的境外发行备案实务:从“分次发行”识别看储架注册、ATM和ELOC美国上市后的境内企业如何通过储架注册、ATM和ELOC等持续融资工具进行再融资?这些复杂的美国资本市场交易结构在中国证监会境外发行备案制度下&ChinaFinance and BankingJincheng Tongda & Neal
Article银行保险机构重点业务场景应用人工智能的风险与合规建议本文将以监管与司法规则为依据,总结银行保险业应用人工智能的重点业务场景,浅析合规风险,并提出防范建议。ChinaTechnologyAnJie Broad Law Firm
Article论专利代理师在专利证券化工作中的必要性摘要:专利资产证券化是资产证券化的一种创新,它丰富了资产证券化的基础资产范围。但是,由于专利市场价值天然的不确定性和不易预见ChinaIntellectual PropertyCCPIT Patent and Trademark Law Office
Article公司董事会审计委员会代替监事会的具体操作与挑战当公司规模进一步壮大、进入股改之后,再按照上市公司的治理方向,采用标准的三会制度,同时在合适的时点在董事会下设包括审计委员会ChinaCorporate/Commercial LawAnJie Broad Law Firm
Article证券投资结构化信托产品中受托人主动管理职责研究:以聘请私募基金管理人担任投资顾问为切入点根据中国信托业协会公布的《2024年度中国信托业发展评析》,2024年,在宏观经济回升向好背景下,信托资产规模达到29.56万亿元,比2024年6月末增加2.56ߍChinaFinance and BankingAnJie Broad Law Firm