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ARTICLE · 11 JANUARY 2016

Building Your Toolbox: IIROC Issues Guides For Dealers To Manage Cybersecurity Risks

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Just before the holidays, the Investment Industry Regulatory Organization of Canada ("IIROC") – a national organization that regulates securities dealers operating in Canada - released two cybersecurity guides to assist dealers...

CanadaPrivacy
Imran Ahmad
Imran Ahmad
Andra Enescu
Andra Enescu
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Just before the holidays, the Investment Industry Regulatory Organization of Canada ("IIROC") – a national organization that regulates securities dealers operating in Canada - released two cybersecurity guides to assist dealers manage their cybersecurity risks and to effectively respond in the event of a cyber incident.

The two documents focus on different aspects of cybersecurity:

  • The Cybersecurity Best Practices Guide ("Best Practices Guide") provides a framework of general industry standards and best practices that dealers can apply to manage cyber risks and breaches.
  • The Cyber Incident Management Planning Guide ("Incident Planning Guide") provides recommendations and guidelines for dealers to prepare effective response plans for cyber threats and attacks.

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