Mr Eleazer Klein > Schulte Roth & Zabel LLP > New York, United States > Lawyer Profile

Schulte Roth & Zabel LLP
919 THIRD AVENUE
NEW YORK, NY 10022
NEW YORK
United States
Eleazer Klein photo

Work Department

PIPEs, Shareholder Activism, Distressed Investing, Energy, Mergers & Acquisitions, Private Equity, Regulatory & Compliance, Securities & Capital Markets

Position

Ele Klein is co-chair of the global Shareholder Activism Group and serves as a member of the firm’s Executive Committee. He practices in the areas of shareholder activism, mergers and acquisitions, securities law and regulatory compliance. He represents activists, investment banks and companies in matters ranging from corporate governance and control to proxy contests and defensive strategies. His recent representations have included representing Trian Fund Management in multiple matters; Elliott Management in Marathon Petroleum, Akamai Technologies and Hess Corp.; JANA Partners in Jack in the Box, Whole Foods, Bristol-Myers Squibb and Tiffany; D.E. Shaw in Emerson Electric; Greenlight Capital in General Motors; Cevian Capital in Autoliv, ABB and LM Ericsson; Starboard Value in Papa John’s International and Acacia Research; Caligan Partners in Knowles Corp. and AMAG Pharmaceuticals; Blue Harbour in Investors Bancorp; venBio Select Advisor in Immunomedics; Saba Capital in First Trust; Oasis Capital in Stratus Properties; Altimeter Capital Management in United Continental Holding; SRS Investment Management in Avis Budget Group; and Anchorage in connection with board representation at Houghton Mifflin. Ele works on numerous activist campaigns and related transactions every year for some of the largest private investment groups and investment banks in the United States and abroad. In addition, he advises on private investments in public equity (PIPEs), initial public offerings and secondary offerings, venture capital financing, and indenture defaults and interpretation, and he counsels clients in the regulatory areas of insider trading, short selling, Sections 13 and 16, Rule 144, insider trading and Regulation M/Rule 105.

Ele is recognized as a leading lawyer in Chambers USAThe Legal 500 USNew York Super Lawyers – New York Metro Top 100 and Super Lawyers Business Edition. He has served as a moderator and speaker at numerous conferences and events addressing Shareholder Activism, regulatory and reporting issues, PIPEs, M&A deals, the capital markets and other topics of interest to the alternative investment industry. He contributed to the 2020 Shareholder Activism Insight report (produced by Activist Insight in association with SRZ), The Activist Investing Annual Review 2019 (produced by Activist Insight in association with SRZ) and the 2018 Shareholder Activism Insight report (published by SRZ in association with Activist Insight and Okapi Partners). Ele received his J.D. from Yale Law School where was senior editor on The Yale Law Journal.

Memberships

American Bar Association; Yale Law School Center for the Study of Corporate Law, Board of Advisors.

Education

Yale Law School, JD.

Lawyer Rankings

United States > M&A/corporate and commercial > M&A: middle-market ($500m-999m)

Representing leading middle-market private equity funds and portfolio companies in connection with M&A, divestitures, and venture investments, the Schulte Roth & Zabel LLP practice displays particular strengths in the automotive, financial services, and tech industries. Shareholder activism and securities law expert Eleazer Klein co-leads the New York based team with Brian Miner, who primarily handles private equity transactions and cross-border acquisitions. Benjamin Kozinn assists clients with middle-market buyouts and venture investments, Jeffrey Symons focuses on joint ventures and corporate finance affairs, and Adriana Schwartz is a regulatory specialist. Since joining the firm from Weil, Gotshal & Manges LLP in October 2023, Damian Petrovic concentrates on SPAC transactions and carve-outs. Lauren Troeller and Ryan Post are further key contacts.

United States > M&A/corporate and commercial > Shareholder activism

(Leading lawyers: Advice to shareholders)

Eleazer KleinSchulte Roth & Zabel LLP

Appreciated for its ‘focus on precision, quality and effectiveness‘, the shareholder-side offering at Schulte Roth & Zabel LLP‘s New York office is one of the country’s standout, dedicated departments in the field. Beyond its expertise in core campaigns and filings, the practice includes leading practitioners for campaign strategizing, corporate governance, proxy rules, spin-offs and co-investments involving activists. The team also ensures close collaboration with its securities, litigation, tax, antitrust, and investment funds practices. Per one client, practice co-head Eleazer Kleinhas earned his reputation for being the most thoughtful and able lawyer working for shareholder activists‘. Overseeing the department alongside Klein is Marc Weingarten, whose varied practice encompasses shareholder activism as well as M&A and securities law. Adriana Schwartz is another key contact who is well regarded for her securities-focused advice to activist shareholders. January 2024 partner appointment Sean Brownridge has experience leading associate teams in some of the firm’s highest-profile matters, and Brandon Gold (based in Washington, DC) also stands out.

United States > M&A/corporate and commercial > Private equity buyouts: middle-market (Up to $500m)

Schulte Roth & Zabel LLP‘s New York-based team combines shareholder activism and private equity expertise and is particularly noted for its ability to handle PIPE transactions and preferred equity investments, guiding a series of LPs as well as middle-market sponsors such as Lovell Minnick and Mill Point through deals in the tech, financial services, and insurance sectors, among others. The team is also very active in traditional buyouts, handling buy- and sell-side deals for both sponsors and portfolio companies, and it maintains an active practice in connection with venture and growth investment transactions. PIPE and shareholder activism expert Eleazer Klein co-heads the team with public and private M&A expert Brian Miner. Benjamin Kozinn is a key contact for take-private acquisitions and growth investments, while Adriana Schwartz is noted especially for her preferred equity work. M&A expert Damian Petrovic joined the team from Weil, Gotshal & Manges LLP in October 2023.