Adam acts for both FCA authorised and unauthorised clients active in the financial services sector. His clients include fund operators and service providers, financial advisors, finance brokers, brokerage firms, insurers and insurance brokers.
Adam has experience advising clients on securing FCA authorisation, varying regulatory permissions and passporting rights. He also advises on ongoing compliance obligations. Where clients wish to offer financial services without FCA authorisation, he can advise on appropriate business structures and solutions. Adam also has experience of supporting clients through FCA investigations and conducting financial services litigation, such as defending mis-selling claims.