Mr Douglas Dick > Dechert LLP > Washington DC, United States > Lawyer Profile

Dechert LLP
1900 K STREET, NW
WASHINGTON DC 20006
DISTRICT OF COLUMBIA
United States
Douglas Dick photo

Work Department

Financial Services and Investment Management

Position

Partner

Career

Douglas P. Dick has 25 years of experience in the asset management industry, advising open- and closed-end investment companies, exchange-traded funds, money market funds, offshore funds, private investment funds, independent trustees, investment advisers and fund distributors. He counsels clients in a wide range of regulatory, corporate, compliance and business matters.

Mr. Dick has authored numerous publications and articles in the asset management field, and has spoken on industry group panels and at educational events. Mr. Dick also spent seven years working out of Dechert’s Orange County office, helping to establish the firm’s west coast presence.

Mr. Dick serves as managing partner of the firm’s Washington, D.C. office.

Memberships

  • Advisory Board, BoardIQ
  • Independent Counsel Roundtable Advisory Committee Member, Independent Directors Council (IDC)
  • Member of Editorial Board, The Investment Lawyer

Education

  • American University, B.A., 1990, cum laude
  • Georgetown University Law Center, J.D., 1995, cum laude

Lawyer Rankings

United States > Investment fund formation and management > Mutual/registered/exchange-traded funds

Dechert LLP has a longstanding record in the mutual funds space, with funds, fund advisors and boards of directors, broker dealers, insurance companies and banks turning to the financial services team for comprehensive service. The team advises open- and closed-end funds, exchange-traded funds, interval funds and on insurance products, covering a plethora of issues, including but not limited to regulatory and compliance matters, related litigation, regulatory investigation and the formation and management of these funds. Experienced partner Christopher Harvey leads the team out of the Boston office, and is supported by John O’Hanlon, who covers corporate, regulatory, compliance and enforcement matters for funds clients, and Stephanie Capistron, who among other capabilities advises mutual fund sponsors on launching ETFs in the same location. In New York Allison Fumai has extensive experience with exchange traded funds, but frequently works with mutual funds and closed-end funds as well, while in San Francisco Mark Perlow advises fund sponsors and investors on the related ESG regulation. Douglas Dick and Megan Johnson are based in Washington DC, with the latter advising mutual funds and EFTs on staying compliant with the Investment Company Act of 1940. The team underwent some changes in 2023 with Michael McGrath joining the firm from K&L Gates in March, and Kaitlin McGrath receiving being promoted to partner in January of the same year, both located in Boston and part of the financial Services and investment management team.