Friedman Kaplan Seiler Adelman & Robbins LLP > New York, United States > Firm Profile

Friedman Kaplan Seiler Adelman & Robbins LLP
7 Times Square
28th Floor
New York, NY
NEW YORK
United States

Dispute resolution > Corporate investigations and white-collar criminal defense

Friedman Kaplan Seiler Adelman & Robbins LLP frequently conducts internal investigations for audit committees and boards of directors. The team is also recommended for clients needing advice on compliance programs and requirements. The team is co-led by Eric Corngold and Mary Mulligan. Corngold has deep experience navigating investigations conducted by the DOJ and SEC. Mulligan has broad capabilities with representing clients on a range of allegations, including FCPA violations, tax offenses, and healthcare fraud, among other matters. Mala Ahuja Harker and Timothy Haggerty are both active in New York and New Jersey. Harker and Haggerty are both seasoned litigators who routinely act for clients on a variety of white-collar criminal matters. Bonnie Baker is another key member of the team who has experience with investigations connected to wire fraud, money laundering, and insider trading. The team is strengthened by the addition of Rahul Agarwal, who joined the firm in January 2024 with extensive in the US Attorney's Office. Agarwal splits his time between New York and New Jersey. Unless otherwise stated, lawyers mentioned are based in New York.

Practice head(s):

Eric Corngold; Mary Mulligan

Other key lawyers:

Testimonials

‘The team is very passionate and persistent in advocating the individual client’s case. They use good judgment when considering the positions to take for clients.’

‘Mary Mulligan and Tim Haggerty are both very experienced and use their expertise to carefully consider the aspects of the case unique to each client and choose the strategy that best fits the client’s needs. They are strong writers and good oral advocates. They are pleasant to work with and always add value.’

‘Eric Corngold brings to corporate representation the sensitivity of representing individuals. He is one of the great intellects and strategists of the legal profession. Unlike the very large law firms, FKS has a more streamlined and nimble approach to corporate representation.’

‘Mala Harker has established a team that is incredibly efficient, dedicated, and remarkably client focused.’

‘Mala Harker is a remarkable teammate. She creates an environment where her juniors thrive, learn, and grow. She is client focused, collaborative, and ambulates without ego. Mala is always the first person I recommend for the most complicated commercial disputes.’

Work highlights

  • Representing a former physician with challenging his conviction for unlawfully dispensing or distributing controlled substances.
  • Represented the former CFO of Archegos Capital Management in a prosecution alleging a RICO conspiracy, securities fraud, and mail and wire fraud relating to the family office’s 2021 collapse.

Dispute resolution > General commercial disputes Tier 3

Commercial litigation is a core pillar of Friedman Kaplan Seiler Adelman & Robbins LLP’s broad practice, which spans a wide range of disputes including bankruptcy and securities litigation, employment issues, regulatory investigations, and white-collar criminal defense. Anne Beaumont is a key name for hedge funds and financial markets work, while Jason Rubinstein predominantly represents major public companies, investment funds, and C-suite executives as both plaintiffs and defendants. The pair jointly lead the team out of New York alongside fellow partners Mala Ahuja Harker and Jeffrey Wang.

Practice head(s):

Anne Beaumont; Mala Ahuja Harker; Jason Rubinstein; Jeffrey Wang

Other key lawyers:

Eric Seiler; Scott Berman; John Orsini

Testimonials

‘Eric Seiler is excellent at offering strategic advice and rationally walking his clients through the risks and benefits of all their options when the stakes are at their highest.’

‘The team is pragmatic and great at providing options to address concerns. ’

‘Very practical and had a great understanding of the industry.’

‘The Friedman Kaplan team is incredibly smart and nimble. They can think through the most difficult issues and come up with creative solutions. ’

‘Very smart team of results-oriented and practical thinkers, who understand the needs of in-house counsel and work hard to deliver results. Excellent writers and strategic thinks.’

‘Mala Harker is an excellent advocate, with a real knack for getting to the heart of the issue. She is a persuasive writer and communicator who uses her skill to be a zealous advocate for her clients. ’

Key clients

Allianz Risk Transfer (Bermuda) Ltd.

Altamarea Group

Apollo Global Management

Athene Holding Ltd.

Frontier Communications

Lazard Asset Management LLC

Official Stanford Investors Committee

PAVmed Inc.

Phoenix Real Estate Solutions, Ltd.

Sony

Triaxx Asset Management LLC

Work highlights

  • Represented the Official Stanford Investors Committee in long-running litigation arising out of R. Allen Stanford’s Ponzi scheme.
  • Represented a CDO collateral manager and recovery service provider in litigation brought by a CDO trustee.

Friedman Kaplan Seiler Adelman & Robbins LLP was founded in 1986 by seven attorneys who quickly built a formidable reputation for providing exceptional representation, particularly in matters of special complexity and first impression. Since that time, the firm has created a practice that prioritizes intellectual strength and agility over size, allowing its attorneys to resolve matters optimally, creatively, and cost-effectively. Today, the firm is made up of approximately 60 attorneys in two offices who provide sophisticated litigation, corporate, and white-collar legal advice in high-stakes matters to clients in the financial services, real estate, healthcare, media, insurance, and other industries.

Representative matters
White-collar

    • Representation of the former Chief Financial Officer of Archegos Capital Management in connection with criminal and civil proceedings related to the family office’s 2021 collapse
    • Secured a complete acquittal for a UK national after a lengthy trial spanning almost three years in an international white-collar case involving charges of fraud, bribery, and money laundering
    • Representation of a multinational food corporation in connection with an investigation by the New York Attorney General and during a two-week trial resulting in the dismissal of the case against the client
    • Representation of the New Jersey Economic Development Authority in connection with the year-long task force investigation being conducted by Governor Phil Murphy and related civil and criminal matters arising from the task force investigation

Complex commercial litigation

    • Representation of the founder of WeWork challenging its majority institutional shareholder’s termination of a multi-billion dollar tender offer
    • Representation of the Official Stanford Investors Committee in long-running and ultimately enormously successful litigation arising out of R. Allen Stanford’s Ponzi scheme, one of the largest financial frauds in U.S. history
    • Representation of Caesars Entertainment Corp. in defense of federal and chancery court lawsuits brought by various creditor groups alleging that transactions violated the terms of bond issuances and the Trust Indenture Act
    • Representation of GSO Capital Partners in litigation challenging its refinancing of debt issued by New Jersey-based home builder Hovnanian Enterprises, Inc.

Bankruptcy and creditors’ rights

    • Representation of a group of lenders holding over $600 million of first-lien debt in Serta Simmons Bedding in lawsuits challenging Serta’s June 2020 “uptier” transaction, including a four-day Bankruptcy Court trial
    • Representation of the largest creditor of PG&E in successfully prosecuting multi-billion dollar insurance subrogation claims, for injuries arising out of the 2017 and 2018 North Bay wildfires, in one of the most complex bankruptcy cases in U.S. history
    • Representation of two hedge funds pursuing claims on defaulted bonds issued by the Republic of Argentina, which resulted in a recovery of $1.3bn
    • Representation of US Bank National Association in its capacity as indenture trustee of certain notes issued by Windstream Services, LLC in litigation concerning an alleged default under the indenture
    • Representation of Wilmington Savings Fund Society, FSB as successor indenture trustee for $250m of unsecured notes of Nine West Holdings, Inc. in connection with Nine West’s bankruptcy and potential claims arising out of the company’s 2014 leveraged buyout and asset sales
    • Representation of Sony Electronics Inc. in defense of $200m in claims by the trustee of the Circuit City Liquidating Trust alleging preferential transfer, breach of contract, unjust enrichment, and other claims

Malpractice defense

    • Friedman Kaplan frequently represents Am Law 100 firms in defending against claims of malpractice, and has a track record of resolving claims prior to litigation being filed, and — in the event of litigation — obtaining dismissal of claims at trial and on appeal

Special committees

    • Representation of the Special Litigation Committee of Aetna in connection with its investigation of derivative claims asserted against the company’s directors by two shareholders regarding the Aetna/Humana merger
    • Internal investigation on behalf of the Audit Committee of a NYSE-listed consumer financial services company in connection with the Committee’s review of the company’s previously issued financial statements
    • Representation of a Special Committee of the Board of Directors of a leading financial services firm in investigating errors in the firm’s public reporting

Employment

    • Representation of one of the world’s most prominent inter-dealer brokerage firms in the successful defense of eight consolidated FINRA arbitrations of claims of employee ‘raiding’ and other business torts
    • Representation of a major financial services company in a five-month jury trial successfully defending against claims of racketeering, misappropriation of trade secrets, and unfair competition totaling $1bn

Corporate

    • Representation of Nettar Group Inc. (dba Satellogic), a leader in high-resolution satellite data collection, in connection with a transaction to go public through a merger with CF Acquisition Corp. V, a special purpose acquisition company (SPAC) sponsored by Cantor Fitzgerald
    • Representation of Trilogy International Partners, an international telecommunications company, in its conversion to a public company through a $875m business combination with Alignvest Acquisition Corporation. The firm also advised the client in connection with the refinancing of its high yield bonds
    • Representation of prominent hedge and private equity funds in both domestic and foreign investment and exit transactions
    • Representation of a manufacturer of commercial and military aerospace hydraulic and fuel system components in its acquisition by publicly-owned TransDigm Group, Inc. for a purchase price exceeding $250m.
Department Name Email Telephone
Partner, Litigation, Management Committee Anne Beaumont abeaumont@fklaw.com 212.833.1245
Partner, Litigation & White Collar, Management Committee Mala Ahuja Harker mharker@fklaw.com 212.833.1126
Partner, Litigation, Management Committee Jason Rubinstein jrubinstein@fklaw.com 212.833.1131
Partner, Litigation, Management Committee Jeffrey Wang jwang@fklaw.com 212.833.1175
Photo Name Position Profile
Eric Corngold photo Eric Corngold Eric Corngold is the head of Friedman Kaplan’s white collar department. He…
Mala Harker photo Mala Harker Mala Ahuja Harker splits her practice between white collar/investigations work and complex…
Mary Mulligan photo Mary Mulligan Mary Mulligan has handled matters involving virtually all aspects of white collar…
Number of Attorneys : 60+
French
Hebrew
Hungarian
Spanish
Bengali
Cutchi