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ARTICLE · 05 JANUARY 2017

Reg. Tracker: December 16 Through December 31

Hogan Lovells Cadwalader
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The Cabinet Regulatory Tracker provides a list of significant upcoming comment deadlines, effective dates and compliance deadlines.

United StatesStrategy
William Sadd
William Sadd
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The Cabinet Regulatory Tracker provides a list of significant upcoming comment deadlines, effective dates and compliance deadlines. Click on the links below to view deadlines that fall between December 16 and December 31.

For continuous real-time updates, please consult the Cadwalader Cabinet Regulatory Calendar.

Comment Deadlines

  • December 19: FERC: Revisions to Indexing Policies and Page 700 of FERC Form No. 6
  • December 19: CFTC: Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants
  • December 19: FINRA: Immediately Effective Rule Change to Provide a Process for an Expedited Proceeding and Adopt a Rule to Prohibit Disruptive Quoting and Trading Activity

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