The SEC named Manisha Kimmel to serve as Senior Policy Advisory for Regulatory Reporting. In addition to advising Chair Jay Clayton on regulatory reporting matters, Ms. Kimmel will coordinate SEC oversight of the Consolidated Audit Trail ("CAT").
Ms. Kimmel previously served as the Head of Regulatory and Compliance, Wealth Management at Refinitiv, a provider of financial markets data and infrastructure. She also served on an Advisory Committee for CAT NMS LLC, a group of industry experts that offered technical specifications, reporting functionality, and other matters relating to the CAT. Ms. Kimmel has a B.S. in Economics from the Wharton School of Business at the University of Pennsylvania and a B.S. in Engineering from University of Pennsylvania School of Engineering and Applied Sciences.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
