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ARTICLE · 22 JUNE 2016

Reg. Tracker: June 16 Through June 30

Hogan Lovells Cadwalader
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The Cabinet Regulatory Tracker provides a list of significant comment deadlines, effective dates and compliance deadlines. Click on the links below to view deadlines from June 16 to June 30, 2016.

United StatesCorporate/Commercial Law
Hogan Lovells Cadwalader
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The Cabinet Regulatory Tracker provides a list of significant comment deadlines, effective dates and compliance deadlines. Click on the links below to view deadlines from June 16 to June 30, 2016.

This article is merely a snapshot of upcoming deadlines. For real-time updates, please refer to the Calendar.

Comment Deadlines

  • June 22: MSRB proposal to amend MSRB Rule G-12 ("Uniform Practice") regarding closeout procedures for municipal securities.
  • June 23: FINRA proposal to amend FINRA Rule 6433 ("Minimum Quotation Size Requirements for OTC Equity Securities") to extend the Tier Size Pilot.
  • June 24: CFTC reopening of comment period for specific elements of Regulation AT that were considered during a staff roundtable discussion.

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