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ARTICLE · 23 JUNE 2017

FINRA Launches Fintech-Focused Outreach Initiative

Hogan Lovells Cadwalader
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FINRA launched an "Innovation Outreach Initiative" ("Initiative") to facilitate engagement and cooperation with market participants concerning the role of FinTech in the securities industry.

United StatesTechnology
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
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FINRA launched an "Innovation Outreach Initiative" ("Initiative") to facilitate engagement and cooperation with market participants concerning the role of FinTech in the securities industry.

The Initiative team will:

  • establish a "FinTech Industry Committee" to monitor and discuss technological developments and their impact on FINRA rules and functions;
  • conduct regional roundtables that provide a forum for market participants to discuss FinTech topics;
  • release written materials on the impact of emerging innovations on the securities industry; and
  • strengthen FINRA's internal processes for industry coordination, such as training for FINRA staff who are responsible for communicating with firms on FinTech-related issues.

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