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ARTICLE · 26 AUGUST 2021

Changes To The Rules Of Ethics For Patent Law Practitioners

On May 26, 2021, the United States Patent and Trademark Office ("USPTO") finalized the amendments to the Rules of Practice in Patent Cases as well as the rules...

United StatesIntellectual Property

I. INTRODUCTION

On May 26, 2021, the United States Patent and Trademark Office ("USPTO") finalized the amendments to the Rules of Practice in Patent Cases as well as the rules regarding Representation of Others before the United States Patent and Trademark Office, found in the Code of Federal Regulations, 37 C.F.R. 11.1 – 11.901. The USPTO proposed the rule changes in 2020, and once finalized, the rules became effective on June 25, 2021.1 The USPTO Rules of Professional Conduct have not been substantially updated since April 3, 2013, when the Office published a final rule establishing the USPTO Rules of Professional Conduct, 37 C.F.R. 11.101 et seq.2 The new and amended Rules of Professional Conduct were modeled after the American Bar Association ("ABA") Model Rules of Professional Conduct.3 By adding new provisions and changing the language of other provisions, the USPTO aimed to accomplish the following:

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