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ARTICLE · 05 MARCH 2008
SEC Votes to Propose Exemptive Rules Relating To ETFs And To Amend Privacy Rules
Goodwin Procter LLP
At its open meeting today the SEC voted to propose (a) exemptive rules under the Investment Company Act of 1940, as amended, that would allow exchange traded funds ("ETFs") to operate without first obtaining individual exemptive orders from the SEC, and (b) additional provisions under Regulation S-P that would (i) specify more detailed information security standards, (ii) update the Regulation’s safeguarding and disposal provisions and (iii) create a new exception to permit the disclosure of lim
United StatesFinance and Banking
