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ARTICLE · 07 JULY 2016

SEC Appoints Asset Management Unit Co-chief

Herbert Smith Freehills Kramer LLP
Herbert Smith Freehills Kramer LLP
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The SEC announced that C. Dabney O'Riordan was named as co-chief of the Division of Enforcement's Asset Management Unit, joining Anthony Kelly as co-chief of the unit that was previously led by Marshall Sprung.

United StatesFinance and Banking
Ann Kalodis
Ann Kalodis
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The SEC announced that C. Dabney O'Riordan was named as co-chief of the Division of Enforcement's Asset Management Unit, joining Anthony Kelly as co-chief of the unit that was previously led by Marshall Sprung. O'Riordan has investigated or supervised several enforcement cases across the asset management industry, including cases involving advisers who misallocated private fund expenses and actions against advisers for misallocating trades to the detriment of clients or stealing client assets. She has also supervised investigations involving charges against gatekeepers. O'Riordan is currently associate regional director in the agency's Los Angeles office, where she has worked since 2005.

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