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ARTICLE · 04 SEPTEMBER 2017

CFTC Enforcement Director Highlights Importance Of Self-Reporting

Hogan Lovells Cadwalader
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Mr. McDonald explained that the Division of Enforcement Division investigates and brings actions for violations of the Commodity Exchange Act and CFTC rules.

United StatesFinance and Banking
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In a "CFTC Talks" podcast interview with CFTC Chief Market Intelligence Officer Andrew Busch, CFTC Enforcement Director James McDonald described his approach to enforcement and emphasized the importance of incentives for self-reporting. 

Mr. McDonald explained that the Division of Enforcement Division investigates and brings actions for violations of the Commodity Exchange Act and CFTC rules. An important aspect of effective enforcement is ensuring that market participants are aware of the level of supervision and oversight to which they are subject. By holding bad actors accountable for their misconduct, Mr. McDonald said, the market knows the Enforcement Division is "on duty." 

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