Log in or register
Share on LinkedInShare on LinkedIn

ARTICLE · 13 OCTOBER 2026

Japan - India Asset Management: A Comparative Regulatory Perspective

Hammurabi & Solomon Partners
Hammurabi & Solomon Partners
Contributor
Hammurabi & Solomon Partners

Hammurabi & Solomon Partners

With over 100 members in India, Hammurabi & Solomon Partners (H&SP) is the pioneer in the realm of...

View firm profile
Explore more from Hammurabi & Solomon Partners

This joint publication examines the evolving asset management regulatory frameworks in Japan and India, offering comparative insights into funds, licensing, disclosure requirements, compliance obligations, and investor protection mechanisms. Legal experts from Chuo Sogo LPC and Hammurabi & Solomon Partners provide practical guidance for navigating cross-border investment opportunities in these dynamic Asian markets.

IndiaFinance and Banking
Hammurabi & Solomon
Hammurabi & Solomon

A practical overview of the evolving asset management regulatory landscape in Japan and India, covering funds, licensing, disclosure, compliance, investor protection, and recent regulatory developments. This joint publication brings together comparative insights from Chuo Sogo LPC and Hammurabi & Solomon Partners to support informed decision-making for businesses, investors, and asset managers navigating cross border opportunities.

The contributing authors are:

  • Mr. Katsuya Hongyo, Partner, Chuo Sogo LPC, Japan

  • Mr. Jun Niizawa, Partner, Chuo Sogo LPC, Japan

  • Ms. Shweta Bharti, Managing Partner, Hammurabi and Solomon Partners, India

  • Mr. Jyoti K. Chaudhary, Senior Partner, Hammurabi and Solomon Partners, India

We operate a free-to-view policy, asking only that you register in order to read all of our content. Please login or register to view the rest of this article.

Register for freeORLog in

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

View source

Related Articles

Legal Intelligence Newsletters: sign up for the latest legal and regulatory news on your chosen topics

Read more about

Related Comparative Guides

See more popular content from

Article

Banking & Finance Updates September 2026

In August 2026, the Reserve Bank of India (RBI) released the draft Reserve Bank of India (Interest Rates on Loans and Advances) Directions, 2026, proposing a comprehensive framework for the way regulated entities determine and apply interest rates on loans. While the Indian banking sector has long operated under a patchwork of institution specific instructions, the draft Directions seek to bring much-needed consistency to interest rate regulation across banks, cooperative banks, regional rural banks (RRBs), all-India financial institutions and NBFCs. If finalised in their present form, the Directions will come into effect from 1 April 2027.
IndiaFinance and Banking
King, Stubb & Kasiva
King, Stubb & Kasiva
Article

A Guide To Insider Trading Laws In India!

In the world of finance, the term insider trading often evokes images of shady deals and hidden agendas. But what exactly is insider trading? Why is it illegal, and how do laws in India seek to prevent it? Let's dive into this intriguing subject, simplifying the complexities surrounding insider trading laws in India, while exploring the impact of these laws on the financial markets and their role in maintaining fairness.
IndiaFinance and Banking
MZM Legal, Advocates & Legal Consultants
MZM Legal, Advocates & Legal Consultants
Article

Received A DRT / Sarfaesi Notice? A Borrower’s And Guarantor’s Guide To Response Timelines And Defences

The Debts Recovery Tribunal, also known as DRT, follows certain rules which relate to the time limits mentioned in the Recovery of Debts and Bankruptcy Act, 1993 (RDB Act or the Act). These limits are not merely procedural requirements and instead are factors which influence the right of the borrower or guarantor depending on the stage of recovery proceedings in question.
IndiaFinance and Banking
Maheshwari & Co. Advocates & Legal Consultants
Maheshwari & Co. Advocates & Legal Consultants
Article

Supreme Court Clarifies Applicability Of SARFAESI Remedies For A Secured Creditor Who Acquires An NPA From A Non-notified NBFC

In Kotak Mahindra Bank Limited v Trupti Sanjay Mehta and Others, 2026 INSC 943 (Kotak Mahindra), the Hon’ble Supreme Court of India considered whether a bank as defined under Section 2(1)(c) of the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002 (SARFAESI Act) could invoke the provisions of the SARFAESI Act to recover a secured debt acquired from an entity which was not covered under the ambit of the SARFAESI Act at the time of disbursement of the loan.
IndiaFinance and Banking
Khaitan & Co.
Khaitan & Co.
Article

Maharashtra Introduces A Dedicated Stamp Duty Regime For Bank And Financial Guarantees

The Maharashtra Stamp (Fourth Amendment) Act, 2026 introduces a new dedicated stamp duty framework for financial and bank guarantees in Schedule I of the Maharashtra Stamp Act, 1958. This amendment establishes differentiated duty rates based on guarantee value and type, addressing long-standing ambiguities in how such instruments were previously taxed under generic security bond provisions. The reform has significant implications for banks, NBFCs, and entities dealing with government contracts, though quest
IndiaFinance and Banking
Acuity Law
Acuity Law
Article

No Private University To Operate As A Profit-Making Institution: Supreme Court’s Recent Order

The Supreme Court vide its recent order dated September 17, 2026 (“Order”) in the matter of Ayesha Jain v. Amity University, Noida & Ors., [W.P. (C) No. 531/2025] came down heavily on the manner of operation of universities and issued a series of stringent directions requiring greater disclosure by universities, including with respect to their finances, admissions, staffing, grievance redressal and regulatory compliance
IndiaFinance and Banking
LexCounsel
LexCounsel
Article

From Consent To Accountability: Japan’s 2026 APPI Amendment Bill And The New Data Strategy For AI-Driven Businesses

AI regulation does not always arrive in the form of a dedicated AI statute. More often, it enters through privacy law. On April 7, 2026, the Japanese Cabinet approved a bill to amend Japan’s Act on the Protection of Personal Information (“APPI”). The Diet passed the amendment on July 10, 2026, and it was promulgated on July 17, 2026 as Act No. 56 of 2026; the amendment is now enacted but not yet in force, with its main provisions taking effect on a date to be fixed by Cabinet order no later than mid-2028.
IndiaPrivacy
Hammurabi & Solomon Partners
Hammurabi & Solomon Partners
Article

Telegram Ban In India – The Rise Of Digital Sovereignty

The Delhi High Court's landmark ruling in Telegram FZ LLC v. Union of India addresses whether Section 69A of the IT Act permits the government to block an entire platform rather than specific content. Following the NEET-UG 2026 paper leak scandal, where fraudulent channels circulated fake exam papers affecting millions of aspirants, the court upheld the Centre's power to impose a platform-wide ban on Telegram, sparking intense debate about the boundaries between examination integrity and digital censorship.
IndiaMedia, Telecoms, IT, Entertainment
Hammurabi & Solomon Partners
Hammurabi & Solomon Partners
Article

Consumer Law Updates

The Supreme Court has delivered a pivotal judgment on banking liability under consumer protection law, examining whether banks can be held liable for deficiency in service when they fail to present deposited cheques within their validity period. This case arose from civil appeals filed by Canara Bank challenging the National Consumer Disputes Redressal Commission's ruling that found the bank guilty of service deficiency.
IndiaConsumer Protection
Hammurabi & Solomon Partners
Hammurabi & Solomon Partners
Article

The Law Of Informational Privacy And The Right To Be Forgotten

The digital age has transformed how personal information persists online, creating lasting associations between individuals and past events that would have once faded from public memory. When judicial records, news articles, and other content remain permanently searchable, they can continue to affect lives long after cases are resolved or circumstances have changed. This raises fundamental questions about whether Indian constitutional law recognizes a right to be forgotten and how courts should balance indi
GlobalPrivacy
Hammurabi & Solomon Partners
Hammurabi & Solomon Partners