The CFTC proposed amendments to CFTC Rule 30.10 ("Petitions for exemption") to codify the agency's process for terminating exemptive relief granted to non-U.S. firms to offer non-U.S. futures and options directly to U.S. customers. The proposed amendments would codify the grounds on which the CFTC may terminate such relief, and provide a process for non-U.S. regulators to use to respond to any such CFTC action.
Comments must be submitted within 30 days of publication of the proposal in the Federal Register.
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The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
