Acting Comptroller wants to "modernize the bank regulatory perimeter." Ag Committee Ranking Member offers crypto market blueprint. Financial Services Committee passes bills on SPACs and mandatory arbitration. FINRA proposes expansion of TRACE reporting exemptions for trades on an ATS. Broker-dealer settles FINRA charges for mishandling escrow account.
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The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
