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ARTICLE · 31 JANUARY 2018

FINRA And ISG Extend Effective Date For Large Trader Reporting Data Elements

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FINRA And ISG Extend Effective Date For Large Trader Reporting Data Elements.

United StatesCorporate/Commercial Law
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
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In connection with the recent extension of temporary relief provided to broker-dealers from large trader reporting requirements, FINRA and the other U.S. self-regulatory organizations that are members of the Intermarket Surveillance Group ("ISG") extended the effective date for compliance with certain data elements related to large trader reporting from November 1, 2017 to November 15, 2018.

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