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VIDEO · 01 SEPTEMBER 2021

Regulatory Issues (Video)

Winckworth Sherwood LLP
Winckworth Sherwood LLP
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Winckworth Sherwood LLP

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If you work for a regulated firm, when did you last review your senior executives/C-suite service/employment contracts.

United KingdomEmployment and HR
James Duncan
James Duncan
Andrew Yule
Andrew Yule

If you work for a regulated firm, when did you last review your senior executives/C-suite service/employment contracts? Do your C-suite service/employment contracts comply? Are they effective? Do your C-suite service/employment contracts reflect the compulsory SMCR statement of responsibilities (SOR)?

Our experience is most do not! Which can lead to problems down the line.

At this webinar our expert speakers James Duncan (Partner, Winckworth Sherwood), Andrew Yule (Partner, Winckworth Sherwood) and Clare Curtis (CEO, Effecta Compliance) provided a practical update on the regulatory issues you should be considering and problems that will arise if you don't. Topics included:

  • Regulatory references

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