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ARTICLE · 08 APRIL 2022

MFSA Announces Changes To The Investment Services Rulebooks

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On the 29th of March 2022, the Malta Financial Services Authority ("MFSA") issued a circular to the industry in which several amendments to the Investment Services Rulebooks were detailed.

MaltaFinance and Banking
Luke Mizzi
Luke Mizzi
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On the 29th of March 2022, the Malta Financial Services Authority ("MFSA") issued a circular to the industry in which several amendments to the Investment Services Rulebooks were detailed. Such amendments cover the following:

  • amendments to the Transparency provisions in the Investment Services Rulebooks to elaborate on the suitable channels Licence Holders may use to disclose the information required under the Shareholder Rights Directive ("SRD II Directive");
  • additional whistle-blower protection provisions on the reporting of infringements by employees;
  • updated cross-references to the Investment Services Rules for Investment Service Providers, Part BI: Rules applicable to Investment Services Licence Holders which qualify as MiFID Firms ("'ISR ISP Part BI"'); and

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