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ARTICLE · 16 JANUARY 2026

SEBI Settlements: A Vital Tool For India Fund Managers

AZB & Partners
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The regulatory landscape for India's funds industry has undergone significant transformation in the past decade.

IndiaFinance and Banking
Shagoofa Rashid Khan
Shagoofa Rashid Khan
Vibhor Agarwal
Vibhor Agarwal
Richa Mukherjee
Richa Mukherjee
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SEBI's settlement framework incentivises fund managers to raise their hands early in case of compliance missteps

The regulatory landscape for India's funds industry has undergone significant transformation in the past decade. Regulations continue to evolve at a rapid pace, and the complexity of compliance requirements has increased substantially.

Additionally, the regulator, the Securities and Exchange Board of India (SEBI) now has access to comprehensive real-time data due to online filings, enhanced powers and advancements in regtech.

This means that compliance gaps – whether due to oversight, misinterpretation or process failures – are increasingly likely to be identified during routine inspections or scrutiny.

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