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ARTICLE · 13 APRIL 2018

Canadian Investment Industry Regulator Proposes Mandatory Cybersecurity Incident Reporting

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IIROC, the national self-regulatory organization that oversees investment dealers and their trading activity in Canadian markets, published on April 5, 2018 a notice of proposed amendments to IIROC rules ...

CanadaTechnology
Bradley Freedman
Bradley Freedman
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The Investment Industry Regulatory Organization of Canada ("IIROC"), the national self-regulatory organization that oversees investment dealers and their trading activity in Canadian markets, published on April 5, 2018 a notice of proposed amendments to IIROC rules to require IIROC dealer members to report cybersecurity incidents. The reporting obligations apply in a wider range of circumstances than similar reporting obligations under Canadian personal information protection laws. IIROC dealer members should assess their readiness to comply with the reporting obligations, and make appropriate changes to their systems, policies and procedures.

Previous Cybersecurity Guidance

Over the past few years, Canadian investment industry regulators have emphasized the importance of cybersecurity, and have issued guidance to help investment industry participants improve their cybersecurity maturity and manage cyber risks. For example:

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