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ARTICLE · 16 JUNE 2016

Quebec Derivatives Regulation Amendments Now In Effect

Blake, Cassels & Graydon LLP
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The Authority has indicated that it is reconsidering its approach as a result of industry feedback, and intends to publish a new proposed amendment to the QDR later this year.

CanadaFinance and Banking
Blakes Structured Finance & Derivatives Group
Blakes Structured Finance & Derivatives Group
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Effective June 5, 2016, changes to the Quebec Derivatives Regulation (QDR) came into force. The changes:

  • Expand the scope of the standardized derivatives exemption, such that it now affords relief from both the registration as well as qualification requirements of the Quebec Derivatives Act (QDA).
  • Streamline the training, education and experience requirements of advising representatives, associate advising representatives or chief compliance officers of derivatives portfolio managers at the time of their derivatives registration with the Quebec Autorité des marchés financiers (Authority).
  • Increase the information that qualified persons or persons applying for qualification must send to the Authority and to their counterparties. This information includes the requirement for qualified persons to send to their counterparties the percentage of client accounts that were profitable in the previous fiscal year.

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