ARTICLE · 08 APRIL 2025

Ontario Securities Commission Delegates Registration Authority To CIRO

Pallett Valo LLP

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On March 5, 2025, the Ontario Securities Commission (OSC) announced a significant regulatory shift by delegating its registration-related powers and duties to the Canadian Investment Regulatory Organization.

CanadaCorporate/Commercial Law

Mujir A. Muneeruddin

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On March 5, 2025, the Ontario Securities Commission (OSC) announced a significant regulatory shift by delegating its registration-related powers and duties to the Canadian Investment Regulatory Organization (CIRO), effective April 1, 2025.

This delegation marks a crucial step in consolidating and streamlining the oversight of investment dealers, mutual fund dealers, exempt market dealers, and futures commission merchants (including individuals acting on behalf of these entities). The delegation is intended as a realignment to enhance efficiency, reduce bureaucratic delays, and maintain strong investor protections consistent with the OSC's broader mandate to ensure the markets remain robust and protected.

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