Vermont Commissioner of Financial Regulation Michael S. Pieciak began a one-year term as president of the North American Securities Administrators Association ("NASAA"). Mr. Pieciak - who served as NASAA's president-elect over the last year - also announced NASAA's new Board of Directors.
Mr. Pieciak said that during his tenure NASAA will focus on modernizing operations in order to preserve state regulatory authority. Additionally, Mr. Pieciak intends to undertake initiatives related to (i) millennial investors, (ii) cybersecurity challenges, (iii) FinTech and (iv) enforcement issues around cryptocurrency and multijurisdictional matters.
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The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
