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ARTICLE · 25 JANUARY 2021

NFA Permits Online Testing For Futures Industry Proficiency Examinations

Hogan Lovells Cadwalader
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NFA notified futures industry proficiency examination candidates of their choice to take the exams at a local testing center or remotely proctored online.

United StatesStrategy

NFA notified futures industry proficiency examination candidates that they may choose to take the Series 3, 30, 31, 32 and 34 exams either at a local testing center or online. NFA stated that candidates must not have a concurrent testing center appointment if they elect to take an exam online.

NFA noted that this change does not affect the Swaps Proficiency Requirements (see previous coverage).

Primary Sources

  1. NFA Notice I-21-03: Remote Online Testing Available for Candidates Seeking to Take Futures Industry Proficiency Examinations

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