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ARTICLE · 26 FEBRUARY 2013

Does Asserting A "Good Faith" Defense Trigger A Privilege Waiver?

In contrast to express waivers, which involve the disclosure of privileged communications, implied waivers can occur without such disclosure.

United StatesLitigation, Mediation & Arbitration

In contrast to express waivers (which involve the disclosure of privileged communications), implied waivers can occur without such disclosure. The most common type of implied waiver involves the client's explicit reliance on the fact of a privileged communication – such as filing an "advice of counsel" affirmative defense.

The most extreme form of implied waiver is called an "at issue" waiver. This type of waiver can occur if the client affirmatively advances some position that justifies analyzing the client's mental state or motivation – including any legal input. In Wang v. Hearst Corp., No. 12 CV 793 (HB), 2012 U.S. Dist. LEXIS 179609, at *3 (S.D.N.Y. Dec. 19, 2012), defendant Hearst Corp. filed an affirmative defense that it had acted in "good faith" in trying to comply with the Fair Labor Standards Act and a parallel New York law. Plaintiff claimed that the defense triggered an "at issue" waiver. Hearst resisted, "citing court cases from other circuits for the

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