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ARTICLE · 29 NOVEMBER 2011

Courts Debate The Scope Of A Classic Implied Waiver

Unlike an express waiver, an implied waiver can occur without the client actually disclosing any privileged communications or work product.

United StatesLitigation, Mediation & Arbitration

Unlike an express waiver, an implied waiver can occur without the client actually disclosing any privileged communications or work product. Instead, an implied waiver can occur if the client relies on the fact of the protected communications, or otherwise puts such communications "at issue" by asserting some claim or defense. In a classic situation, a client impliedly waives the privilege by suing a former lawyer for malpractice.

One key issue involves the scope of such an implied waiver. In Lyon Financial Services, Inc. v. Vogler Law Firm, P.C ., Case No. 10-cv-565-JPG-DGW, 2011 U.S. Dist. LEXIS 99353 (S.D. Ill. Sept. 2, 2011), the court found that such an implied waiver required the client to disclose communications with replacement counsel. The court pointed to "fundamental fairness," and noted that without those communications the defendant law firm "would be effectively precluded from challenging the causation and actual damages prongs for legal malpractice." Id.

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