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ARTICLE · 07 MARCH 2014

Agencies As Gatekeepers - Implications For Superiority

One of the perennial questions at class certification (at least under Rule 23(b)(3)) is whether the class is superior to other forms of adjudication.

United StatesLitigation, Mediation & Arbitration

One of the perennial questions at class certification (at least under Rule 23(b)(3)) is whether the class is superior to other forms of adjudication. Defendants will often raise individual lawsuits as a viable alternative, but, in cases involving heavily regulated industries, they may also invoke the possibility of allowing a regulatory agency to address the problem as well. Stanford professor David Freeman Engstrom has pursued that argument to its logical extreme in his epic (97-page) Yale Law Journal article Agencies as Gatekeepers. (PDF here.)

Professor Engstrom's primary focus is on whether any of the various scholarly proposals to give regulatory agencies authority to oversee, supplant, or coordinate private litigation is a viable means of solving the various problems that arise from private enforcement of statutes (or "regulation by litigation"). This question is of paramount importance to class action defense lawyers.

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