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ARTICLE · 24 AUGUST 2017

NFA Permanently Bans Former Associated Person for Trading Misconduct

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The National Futures Association ("NFA") permanently barred a former "associated person" of a commodity trading advisor from membership or from acting as a principal for any NFA member.

United StatesFinance and Banking
Robert Zwirb
Robert Zwirb
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The National Futures Association ("NFA") permanently barred a former "associated person" of a commodity trading advisor from membership or from acting as a principal for any NFA member.

The Decision (see also the NFA Complaint) was issued in accordance with a settlement offer from Christian Robert Mayer, who was charged with making unauthorized trades in the accounts of customers, transferring profitable trades to his personal account, and leaving losing trades in the customer accounts. The employer, Northstar Commodity Investment Co. LLC, agreed to pay a $15,000 fine for supervisory violations related to Mr. Mayer's conduct (see previous coverage).

Mr. Mayer was charged with violations of NFA Compliance Rules 2-2(a) and 2-2(h).

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