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ARTICLE · 06 JANUARY 2015

A Review Of Recent Whistleblower Developments - January 2015

On November 17, 2014, the U.S. Securities and Exchange Commission Whistleblower Office issued its Fiscal Year 2014 Annual Report.

United StatesEmployment and HR
  • SEC Whistleblower Office 2014 Annual Report Details Rising Number of Tips and Increasing Awards
  • Administrative Review Board Clarifies Burden-Shifting Framework for SOX Whistleblower Claims
  • Fifth Circuit Confirms That Identifying Whistleblower to Co-Workers Can Be an Adverse Action Under SOX
  • Third Circuit Holds That Dodd-Frank Act Anti-Retaliation Claims May Be Subject to Arbitration
  • Courts Continue to Disagree Regarding Whether the Dodd-Frank Anti-Retaliation Whistleblower Provisions Require Report to the SEC
  • SEC Again Files Amicus Brief Arguing That Dodd-Frank Anti-Retaliation Plaintiffs Need Not Report Information to the SEC

SEC Whistleblower Office 2014 Annual Report Details Rising Number of Tips and Increasing Awards

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