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ARTICLE · 25 OCTOBER 2012

Investment Management Regulatory Update – Q2 2012

Welcome to the third edition of our Investment Management Regulatory Update which summarises the regulatory developments affecting the UK investment management sector.

United KingdomStrategy

Developments this quarter

Welcome to the third edition of our Investment Management Regulatory Update which summarises the regulatory developments affecting the UK investment management sector.

In this edition we cover key international, European and UK regulatory developments including:

  • Financial Services Authority (FSA) update
  • FSA fees
  • Financial Services Compensation Scheme (FSCS) levy
  • FSA consultation on bribery and corruption
  • Common Reporting (COREP)
  • Retail Distribution Review (RDR)
  • Markets in Financial Instruments Directive (MiFID)
  • ESMA final report on short selling and credit default swaps
  • ESMA launches European Markets Infrastructure Regulation (EMIR) consultation

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