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ARTICLE · 31 MARCH 2023

The Importance Of Effective Supervision

Weightmans LLP
Weightmans LLP
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Weightmans LLP

Weightmans LLP

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In this two part article, we provide a case study on the importance of effective supervision, review the SRA's guidance and provide some top tips.

United KingdomReal Estate and Construction
Michelle Garlick
Michelle Garlick

In this two part article, we provide a case study on the importance of effective supervision, review the SRA's guidance and provide some top tips.

A case study

Picture this scenario – you are a partner in a law firm. You supervise a trainee who has day to day conduct of residential conveyancing matters. You and the trainee speak a number of times each day to discuss and answer queries, with a file review being conducted by you prior to both exchange and completion. Approvals of payments out would be authorised by you. So far so good as far as supervision is concerned, you might think?

Two instructions come in a month or so apart for sales of two properties by different sellers, both of them using the same estate agent. Trainee meets the sellers (and the estate agent who had accompanied them) in person and obtains their driving licence ID and a utility bill addressed to the client at the property.

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