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ARTICLE · 06 SEPTEMBER 2018

Regulation Round Up - August 2018

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The Financial Conduct Authority ("FCA") published a statement on selling high-risk speculative investment products to retail clients, following the publication of the European Securities...

United KingdomFinance and Banking
Andrew Wingfield
Andrew Wingfield
Richard Bull
Richard Bull
John Verwey
John Verwey
Claudia Mercer
Claudia Mercer
Amar Unadkat
Amar Unadkat
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1 August

The Financial Conduct Authority ("FCA") published a statement on selling high-risk speculative investment products to retail clients, following the publication of the European Securities and Markets Authority's ("ESMA") product intervention measures on contracts for difference.

The FCA published a consultation paper (CP18/21) on general standards and communication rules for the payment services and e-money sectors.

The FCA published a consultation paper (CP18/22) on changes to its handbook of rules and guidance to reflect changes provided by the Securitisation Regulation (EU/2017/2402).

2 August

The FCA published a discussion paper (DP18/7) that sets out and seeks comments on an interim report on its review of retained provisions of the Consumer Credit Act 1974.

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