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ARTICLE · 08 APRIL 2021

Capital Markets Update – April 2021

Walker Morris
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On 3 March 2021, HM Treasury published the report of the UK Listing Review, chaired by Lord Hill. The report identifies an urgent need for reform of both the Listing Rules and the prospectus regime...

United KingdomFinance and Banking
John Hamer
John Hamer
Debbie Jackson
Debbie Jackson
Richard Naish
Richard Naish
Daniel O'Gorman
Daniel O'Gorman
Jo Stephenson
Jo Stephenson
Oliver Duke
Oliver Duke

MARCH'S NEWS

Report published following UK listing review

On 3 March 2021, HM Treasury published the report of the UK Listing Review, chaired by Lord Hill. The report identifies an urgent need for reform of both the Listing Rules and the prospectus regime, to ensure UK competitiveness post-Brexit.

FCA issues fine for market manipulation

On 4 March 2021, the Financial Conduct Authority (FCA) published a Final Notice in relation to Mr Adrian Geoffrey Horn, a former market-making trader, announcing that it had fined him £52,500 for market manipulation and prohibited him from performing any functions in relation to regulated activity.

Disclosure requirements under EU Prospectus Regulation

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