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ARTICLE · 15 AUGUST 2016

Whistleblowing Toolkit

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In October last year, the FCA and PRA published policy statements containing new rules on whistleblowing.

United KingdomEmployment and HR
Michael Bronstein
Michael Bronstein
Ryan Carthew
Ryan Carthew
Mark Whittle
Mark Whittle
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In October last year, the FCA and PRA published policy statements containing new rules on whistleblowing. These are designed to encourage a culture in which individuals can safely raise concerns and challenge poor practice and behaviour without fear of retaliation.

Firms have until 7 September 2016 to comply with the new rules. With this just around the corner, we summarise who the new rules cover and highlight some key points that firms must address to implement the new rules effectively and correctly.

Who do the rules apply to?

The new rules apply to:

  • UK deposit-takers with assets of £250 million or greater. This includes banks, building societies and credit unions.
  • PRA-designated investment firms.

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