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ARTICLE · 29 OCTOBER 2018

UK Conduct Regulator Consults On Enforcement Powers Under The Securitization Regulation

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On October 12, 2018, the FCA has published a further consultation on implementation of the EU Securitization Regulation.

European UnionFinance and Banking
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On October 12, 2018, the FCA has published a further consultation on implementation of the EU Securitization Regulation. The Securitization Regulation and a related amendment to the Capital Requirements Regulation came into effect on January 17, 2018. The majority of the provisions of the Securitization Regulation and the related amendment to the CRR will apply directly across the EU from January 1, 2019. While the Securitization Regulation is directly applicable, HM Treasury must make certain legislative amendments to align provisions of U.K. law with the Regulation. The FCA must also align its Handbook and launched a first consultation in August 2018 on its proposals for Handbook amendments.

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