On January 9, 2014, Alex Hope was found guilty of fraud for operating an investment scheme without authorization. Mr Hope claimed to be making large returns for investors by trading their money on the foreign exchange market.

On October 6, 2014, the European Securities and Markets Authority published a letter (dated October 2, 2014) from the European Commission.

The new rules entered into force on 1 October 2016, with a phase-in period applicable to banks.

Borsa Italiana S.p.A., the managing company of the Italian stock exchange ("Borsa Italiana"), amended its Rules of the Market and the related Instructions ...

On June 18, 2018, HM Treasury announced the appointment, by the Chancellor, Philip Hammond, of two new external members of the Prudential Regulation Committee ...

The Bill will now be debated at the committee stage by the House of Commons, where proposed amendments will be made.

On 23 April, 2014, the SEC announced that Mauri L. Osheroff is retiring on 30 April after nearly 40 years at the SEC.

The New York Stock Exchange ("NYSE") has increased the annual fee for an issuer's shares listed on the NYSE to the greater of $52,500 or $0.001025 per share, from the current fee rate (the greater of $45,000 or $0.001 per share).

The SEC announced that, effective 1 October 2015, the fees that public companies and other issuers pay to register their securities with the SEC will be set at $100.70 per million dollars of securities registered.

On 24 August 2017, the SEC announced an increase in the fees charged to issuers to register their securities.

On January 27, 2017, the Chief Operating Officer of the US Securities and Exchange Commission, Jeffrey Heslop, announced that he will depart the agency in February.

On March 7, 2016, James J. McAndrews, executive vice president of the Research and Statistics Group and Director of Research of the Federal Reserve Bank of New York, announced that he will be retiring...

On June 13, 2016, the Financial Industry Regulatory Authority announced that its Board of Governors has appointed Robert W. Cook as its President and CEO, effective the second half of 2016.

On November 7, 2017, Randal Quarles made his first public address after being formally sworn in as the new Vice Chairman for Supervision of the US Board of Governors of the Federal Reserve System...

On March 3, 2016, President Obama sent nominations to the US Senate to fill the two vacant Commissioner seats at the US Commodity Futures Trading Commission.

On December 12, 2016, the Federal Reserve appointed Andreas Lehnert as director of its Division of Financial Stability, effective December 25, 2016.

On November 6, 2017, Randal K. Quarles was ceremonially sworn in as a member of the Board of Governors of the Federal Reserve System and as Vice Chair for Supervision.

Richard Hsu interviews Jim Adler, Head of Data, Toyota Research Institute.

Richard Hsu Interviews Kalinda Raina, Head of Global Privacy at LinkedIn

Richard Hsu Interviews Mike Hintze, Chief Privacy Counsel, Microsoft