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ARTICLE · 02 OCTOBER 2018

Key Regulatory Developments In The EU - September 28, 2018

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IOSCO guidance addressed conflicts of interest and conduct risks in equity capital raising

European UnionFinance and Banking
Source/Date Brief description

 IOSCO14

18/09/2018

IOSCO guidance addressed conflicts of interest and conduct risks in equity capital raising

The IOSCO published guidance to help its members address conflicts of interest and associated misconduct risks that may arise and undermine the equity capital raising process. For further information, click here.

ESMA1

17/09/2018

MiFID II: ESMA published the responses to its Consultation on proposed amendments to RTS 11

The ESMA published the responses received to the Consultation Paper on Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11). For further information, click here.

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