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ARTICLE · 02 FEBRUARY 2015

TSX Proposes New Listing Requirements For Investment Funds And Structured Products

Borden Ladner Gervais LLP
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On January 15, 2015, the Toronto Stock Exchange published for comment proposed amendments to the TSX Company Manual that introduce a tailored set of rules for exchange traded products.

CanadaFinance and Banking
Carol Derk
Carol Derk
Michael DeCosimo
Michael DeCosimo
Stephen Robertson
Stephen Robertson
Whitney Bell
Whitney Bell
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On January 15, 2015, the Toronto Stock Exchange (the TSX) published for comment proposed amendments (the Proposed Amendments) to the TSX Company Manual (the Manual) that introduce a tailored set of rules for exchange traded products, including exchange traded funds and exchange traded notes (collectively ETPs), closed-end funds and structured products, such as convertible notes and principal or capital protected notes (collectively non-corporate issuers). A copy of the Proposed Amendments is available here. The comment period on the Proposed Amendments ends March 16, 2015.

A compendium of TSX listing requirements for these types of non-corporate issuers is a welcome addition to the Manual. The current rules in the Manual fit awkwardly with these issuers – the Manual was principally developed for traditional corporate entities, while the requirements for non- corporate issuers have been developed on an ad hoc basis over the past several years.

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