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ARTICLE · 01 AUGUST 2024

The Assorted Flavours Of CIRO's 2024 Priorities

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For this fiscal year, CIRO is focused on three key areas: Integration, Regulatory Delivery and Operations, and Strategic Objectives.

CanadaFinance and Banking
AUM Law
AUM Law
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The Canadian Investment Regulatory Organization (CIRO) recently released a bulletin setting out its priority report, describing CIRO's focus for the 2025 fiscal year (running from April 2024 – March 2025).

For this fiscal year, CIRO is focused on three key areas: Integration, Regulatory Delivery and Operations, and Strategic Objectives.

The first key area, integration, includes continued work on the integrated dealer fee model, with implementation expected in fiscal 2026, as well as implementation of a new integrated risk model, which is intended to assess risk consistently across investment dealers and mutual fund dealers. Other actions include developing a proposal to harmonize the two continuing education regimes and developing rule amendments with respect to directed commissions. This year, we can expect publication of the proposed Phase 4 of the Rule Consolidation project. CIRO also intends to launch examinations of mutual fund dealers with activities

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