Log in or register
Share on LinkedInShare on LinkedIn

ARTICLE · 21 JULY 2021

Réglementation Sur Les Fonds De Placement De Détail Au Canada : Ce Que Vous Devez Savoir

Stikeman Elliott LLP
Explore more from Stikeman Elliott LLP

Deux membres de notre groupe Fonds d'investissement et gestion d'actifs, Darin Renton et Malcolm Peck-McQueen, ont récemment mis à jour leur chapitre intitulé

CanadaFinance and Banking
Darin Renton
Darin Renton
Author LinkedIn connections

Deux membres de notre groupe Fonds d'investissement et gestion d'actifs, Darin Renton et Malcolm Peck-McQueen, ont récemment mis à jour leur chapitre intitulé « Retail Investment Funds in Canada: Regulatory Overview » (en anglais seulement) du Practical Law Global Guide 2021: Investment Funds de Thomson Reuters. Ce chapitre donne un aperçu des questions juridiques et réglementaires canadiennes concernant les fonds de placement de détail.

Une traduction de ce billet sera disponible prochainement.

Two members of our Investment Funds & Asset Management Group, Darin Renton and Malcolm Peck-McQueen, recently updated their "Retail Investment Funds in Canada: Regulatory Overview" chapter for publication in Thomson Reuters' Practical Law Global Guide 2021: Investment Funds. The chapter provides an overview of Canadian legal and regulatory issues affecting retail investment funds, as follows:

We operate a free-to-view policy, asking only that you register in order to read all of our content. Please login or register to view the rest of this article.

Register for freeORLog in

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

View source

Related Articles

Legal Intelligence Newsletters: sign up for the latest legal and regulatory news on your chosen topics

Read more about

Related Comparative Guides

See more popular content from

Article

2026 Federal Budget: Highlights Affecting Financial Services

The 2026 Federal Budget (“Budget 2026”) proposes to grow the Canadian financial services sector, while introducing multiple checks on possible risks raised by new bank entrants and innovative technology. It also builds out existing policy measures to support digital innovation and combat fraud. There are various other measures that may be of interest to financial service providers in banking, insurance and payments.
CanadaFinance and Banking
Fasken
Fasken
Article

Open Banking Milestone: Draft Supervisory Guidelines For Consumer-Driven Banking Released

The Bank of Canada (the “Bank”) has published two proposed guidelines relating to the accreditation process for prospective participants under the Consumer-Driven Banking Framework: the Participating entity accreditation application requirements under the Consumer-Driven Banking Act (the “Participating Entity Guideline”) and the Third-party service provider accreditation application requirements under the Consumer-Driven Banking Act (the “TPSP Guideline”).
CanadaFinance and Banking
Fasken
Fasken
Article

A New Structure Enters The Ring: CIRO’s Incorporated Approved Person Compensation Proposal

The Canadian Investment Regulatory Organization’s (CIRO) proposed Incorporated Approved Person model could materially change how client-facing advisors structure their businesses and receive compensation with significant impacts to sponsoring firms. The proposed rule amendments, published on July 9, 2026, would introduce a harmonized incorporated compensation option for client-facing Approved Persons across CIRO regulated dealers. Comments are due November 6, 2026.
CanadaFinance and Banking
Borden Ladner Gervais LLP
Borden Ladner Gervais LLP
Article

Canada’s Revised AML Framework: Sweeping Penalties And Compliance Requirements

Bill C-12 has fundamentally transformed Canada's anti-money laundering framework by introducing penalties up to forty times higher than previous levels and expanding compliance obligations across the financial sector. The legislation now requires all reporting entities to enroll with FINTRAC and maintain "reasonably designed, risk-based and effective" compliance programs, while imposing cumulative maximum penalties that can reach 3% of global revenue.
CanadaFinance and Banking
Miller Thomson
Miller Thomson
Article

The Regulatory Landscape For Mortgage Services In British Columbia Is About To Change Significantly…

On October 13, 2026, British Columbia’s new Mortgage Services Act, S.B.C. 2022, c. 27 (the “MSA”) will come into force and effect, replacing the longstanding Mortgage Brokers Act, R.S.B.C. ch. 313 (the “MBA”). The MSA introduces a modernized regulatory framework for mortgage service providers, including expanded licensing requirements, increased disclosure obligations, enhanced enforcement tools, and significantly higher penalties for non-compliance.
CanadaFinance and Banking
Watson Goepel LLP
Watson Goepel LLP